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Introduction

Forests and forestry are frequently subject to influences of external policy the scale of which exceeds the effects resulting from policy within the forestry sector itself. The influence of public policy on the development of the forestry sector, sustainable forest management and ultimately rural development has been recognised for many years. One of the basic principles of the Tropical Forests Action Plan in 1985, and later on, National Forest Programmes, was a holistic and intersectoral approach. This theme continued at UNCED in 1992 and in discussions on the causes of deforestation and forest degradation at the Intergovernmental Panel on Forests (IPF) and subsequently the Intergovernmental Forum on Forests (IFF).

The involvement of governments and international organisations in creating and directing policy influencing forests and forestry, other than to enable markets to function freely, may be justified by the following considerations (adapted from Whiteman and Mendelsohn, 2000):

  • Markets have failed to capture externalities associated with forests. These include biodiversity conservation, climate change mitigation, and the needs of local forest users, soil and water protection, recreation and aesthetic values.
  • Forests may suffer from common property problems.
  • Equity issues abound where forests contribute to poverty alleviation.
  • Government involvement does not, however, increase benefits to society where policies fail to reflect the values held by the stakeholders. Thus there is a need in forestry for efficient policy to account for the considerations above whilst avoiding accidental or deliberate deviation from the purposes of involvement.

    Current deficiencies in forestry policy and management have prompted a range of studies focussing on the global forestry situation and causes of forest decline. The Centre for International Forestry Research (CIFOR) have been instrumental in the debate, publishing various books and papers that focus predominantly on the causes of deforestation in tropical countries. In the light of this and other work, Kaimowitz and Angelsen (no date) outlined recommendations for World Bank best practice in the light of analyses of impacts upon forestry divided amongst four major policy areas (macro-economic policies, agriculture and land tenure, transportation and energy and mining policies). Similarly, Contreras-Hermosilla (2000) and Verolme and Moussa (1999) focussed on the underlying causes of deforestation and forest degradation.

    Although these approaches stress the common desire to halt forest degradation and loss they do not allow a comprehensive synopsis of forestry and its integration with public policy, specifically that:

  • External factors may have positive effects on forestry, upon which it may be possible to enlarge.
  • Forestry policy may have positive effects on other areas that in turn will be conducive to the aims of sustainable forest management.
  • Forestry policy often has negative effects on other areas that require rectification.
  • Forestry may not constitute the most efficient use of specific land areas given other national exigencies.
  • These first three points effectively make transparent the principles of sustainable forest management by implying the requirement for integration of stakeholder choices (Ljungman and Nair, 2001). Indeed, sustainable forest management is ultimately about managing all resources in unison according to the needs and wants of the stakeholders. Thus, the forth point should be considered, given the need to accurately assess and realise present commodity values of forests, even though potentially difficult to confront given the uniqueness and latent value of many forest habitats.

    With these premises, the case for a balanced analysis of the position of forestry within public policy is evident. Studies using this approach have been done (e.g. de Montalembert, 1995; Peck and Descargues 1997) but have not been extended to include real examples through which the multifaceted nature of the policy environment can be seen and understood. However, Peck and Descargues’ (1997) work is currently being updated under the UN-ECE European Forest Sector Outlook Studies (EFSOS) and will include current policy issues whilst aiming to avoid abstract theoretical policy scenarios. Comprehensive approaches such as these are felt to be beneficial through the breadth of information provided which potentially allows policy makers to address the following questions:

  • Is forestry policy reflecting society’s/stakeholder’s values?
  • Are the impacts of other sectors/actors justified?
  • How are policies that ultimately govern forestry working for or against sustainable forest management?
  • Where are forestry or other areas gaining or losing rights and which policies are responsible?
  • The current trends in development assistance towards decentralisation and policy integration reflect the realisation that for progress to occur enabling conditions, reforms of governance, empowerment and freedom of choice are required (Ljungman and Nair, 2001). This calls for increased efforts to understand the position of sectors within the universe of public policy and a renewed focus on areas dependent on a range of sectors. Within FAO’s medium term plan sixteen areas for interdisciplinary action (http://www.fao.org/paia/) have been enumerated as shown in Box 1. Of particular interest to sustainable forest management are those in areas B2, C4, and D1-2 but also A1, C3 and E2. Each of these areas are represented in the catalogue of examples presented in Section 3. Other recent/current cross-sectoral work undertaken at FAO notably includes the guidelines: ‘Integrated coastal area management and agriculture, forestry and fisheries’. The publication provides a model through which the bargaining positions of agriculture, forestry and fisheries may be improved through co-operation. It also details a number of examples where such an approach has or could be beneficial. The ‘Roles of Agriculture Project’, which has recently started, aims to determine the range, nature and magnitude of the positive roles that agriculture plays in developing countries. In common with the work detailed here an aim of the study is to produce a methodology for the identification, quantification and analysis of the roles of agriculture. It is expected that parallel movements such as these and further integration across ‘sectors’ will expand in the coming years to become commonplace.

    This study is an exploration of the ways in which forestry is integrated within public policy. It is an attempt not only to identify areas threatening forestry but also ways in which forestry policy threatens other areas as well as cases in which facilitation occurs. FAO Forestry Policy and Institutions Branch are currently preparing a paper: ‘The Impact of Public Policy on Forestry and Rural Development’. The work will focus on the main issues and influences of non-forestry sector policies on sustainable forest management and also of forestry policies on other areas. By provision of examples this study provides the basic information upon which ideas and future directions will be formed. It also provides self-contained reference source enabling national and international discussions to focus on the issues and to thus facilitate the aims of the work which are outlined below.

    BOX 1. The sixteen priority areas for interdisciplinary action outlined in FAO’s Medium Term Plan (2002-2007)

    A – Contributing to the eradication of food insecurity and rural poverty

    1. Local Institution Building to Improve Capacity for Achieving Sustainable Rural Livelihoods

    2. Disaster Prevention, Mitigation and Preparedness and Post-Emergency Relief and Rehabilitation

    B – Promoting, developing and reinforcing policy and regulatory frameworks for food, agriculture, fisheries and forestry

    1. Biosecurity for Agriculture and Food Production

    2. WTO Multi-lateral Trade Negotiations on Agriculture, Fisheries and Forestry

    3. Climate Change Issues in Agriculture

    C - Creating sustainable increases in the supply and availability of food and other products from the crop, livestock, fisheries and forestry sectors

    1. Organic Agriculture

    2. Food for the Cities

    3. Integrated Production Systems (Special Programme for Food Security and Sustainable Agriculture and Rural Development)

    4. Biotechnology Applications in Agriculture, Fisheries and Forestry

    D - Supporting the conservation, improvement and sustainable use of natural resources for food and agriculture

    1. Integrated Management of Biological Diversity for Food and Agriculture

    2. Strengthening Capacity for Integrated Ecosystem Management

    E – Improving decision-making through the provision of information and assessments and fostering of knowledge management for food and agriculture

    1. Definitions, Norms, Methodologies and Quality of Information

    2. Spatial Information Management and Decision Support Tools

    3. Global Perspective Studies

    F – Thematic PAIAs

    1. Gender Mainstreaming

    2. Ethics in Food and Agriculture

    The general objectives of the work programme are to:

  • improve general understanding of the linkages between different sectors,
  • improve formulation/implementation of forestry policies and plans,
  • improve institutional linkages/partnerships among related sectors,
  • develop mechanisms to evaluate externalities/internalities of sectoral policies.
  • The specific aims of the work detailed here are to:

  • develop a methodology for analysing cross-sectoral linkages,
  • review FAO awareness of, and involvement with interdependencies between public policy areas and sustainable forest management.
  • build a catalogue of examples of the impacts of public policy on sustainable forest management and of forestry policy on other areas.
  • The following section of this report details the methodology adopted for collecting and analysing the examples. An overview and summary of the results is given in section 3 and tables containing information on the examples themselves are presented in sections 4 and 5. In section 4, which contains examples of public policy affecting forestry, the examples are classified by the policy group to which the policy affecting forestry belongs. In section 5, which contains examples of forestry policy affecting other areas, the examples are grouped according to the income and forest cover of the countries affected as a sector based classification was inappropriate. Conclusions and directions for future work are given in section 6.

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