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THE ROLE OF PLANTED FORESTS AND TREES OUTSIDE FORESTS
IN LANDSCAPE RESTORATION IN LOW FOREST COVER COUNTRIES

SYNTHESIS

There is increasing awareness globally and in low forest cover countries (LFCCs), in particular of the need to integrate planted trees and forests in holistic, landscape approaches that focus on environmental services and biodiversity benefits, that also meet peoples’ short- and long-term needs. Combined with increased availability of new technologies and knowledge available in country and through international networks, this means there are opportunities to establish sound extension and technical support systems. However, landscape restoration goes beyond the forestry sector alone, and requires Governments of LFCCs to integrate forestry initiatives into multi-disciplinary, inter-sectoral policy and planning mechanisms to address sustainable livelihoods.

Based on the case studies and the recommendations from the workshops, the following landscape restoration issues apply to a greater or lesser extent to all LFCCs in the Near East and Africa. These issues are repeated through the Tehran Process, the Case Studies and the Workshops, and therefore need urgent consideration in the development of action plans, strategies and implementation for the future:

INTRODUCTION

Background – Case Studies, Workshops

In support to the Tehran Process to address key issues identified in the Tehran expert meeting, FAO, co-sponsored by the Netherlands and collaborating Government partners, prepared case studies to assess forests and tree resources and evaluate the role of planted forests, trees outside forests (including urban and peri-urban forests) in forest landscape restoration under a range of environmental, socio-political and economic conditions in low forest cover countries. Six countries were selected (Ethiopia, the Islamic Republic of Iran, Mali, Namibia, Sultanate of Oman and Tunisia) to host the case studies and to provide inputs to two regional workshops: in Tehran, October, 2002 for the Near East countries; and in Nairobi, December 2002 for the African countries. (Carle et al., 2003)

The purpose of the two regional workshops, based upon the Tehran Process recommendations, through the LFCC case studies, was to share lessons learned and translate recommendations into achievable strategies and actions, for incorporation into national forest programmes and preparation of proposals to donors, including follow-on support through the FAO-Netherlands Partnership Programme (FNPP). A third event included an Africa–Near East Workshop on Sustainable Urban and Peri-Urban Forestry and Green Spaces Development, held in Tehran, in July 2003.

A fourth workshop was held in Bamako, Mali, in January 2004, with the aim of translating the proposed actions into implementation. The objectives of the workshop were to:

This document summarizes the recommendations and resolutions of the Tehran Process, the case studies and the workshops. It then synthesizes and evaluates the recommendations and resolutions from the combined case studies and workshop proceedings, along with outcomes from the Bamako workshop, the Urban and Peri-urban Forests and Green Spaces Workshop for low forest cover countries (Tehran, July 2003) and the Strategic Framework for LFCC (2004), into some strategic and priority actions to move forward.

Annexed at the end of the report are Executive Summaries from the six case studies and workshop proceedings and resolutions from the two regional workshops (Tehran and Nairobi), as well as the final joint Africa and Near East workshop held in Bamako.

Preamble

The specific set of issues and challenges facing LFCCs are unique to each country. The institutional, economic, ecological and social frameworks of each country are sufficiently different to require that unique sets of national plans and solutions be developed in each instance. Many features that contribute to low forest cover are, however, common to many countries. It is therefore possible to compile a generic list of key issues relating to planning and investment, and to group together challenges common to particular regions. (Tehran Process, 1999)

Low Forest Cover Countries (LFCCs) have special needs and requirements. These can be addressed by adopting important strategic proposals for action and rendering practical approaches for the consideration of the decision makers, for eventual use in compiling and drawing up National Action Programmes of the countries, as well as at regional and international level and in global forestry agreements. (Tehran Process, 1999)

LFCC definition

According to FAO’s Forest Resources Assessment 2000 (FRA 2000)1, there are 56 low forest cover countries2 found primarily in arid and semi-arid zones of Africa and the Near East/Asia. They encompass 2.726 billion hectares of land and have 105 million hectares of global forest areas (3.9 % of forest cover), 10 million hectares of planted forests (9.8 % of the forest area), and a population of 900 million, of which 64% live in Asia. (Carle et al., 2003)

People of developing countries facing desertification and severe land degradation, particularly in arid and semi-arid areas, can experience extreme food insecurity and abject poverty. In most countries, their relationships with forests and trees are inseparably interlinked and inter-dependent. Poor people recognize that forests and trees protect soil, water and biological diversity, provide shelter and shade for their villages as well as havens for cultural customs and help to combat desertification. In order to meet their basic needs for food, fuel-wood, fodder, medicine and construction materials, from the meagre resources available, they adopt survival attitudes, overexploit forests and rangelands, and provoke alarming rates of deforestation and forest degradation, which further erode their livelihoods. (Carle et al., 2003)

Traditional sustainable forest management principles and practices are effective at enhancing the quality of life and livelihoods of rural people, however they can be difficult to apply in circumstances where people struggle to survive at very basic subsistence levels. But it is possible to enhance the role of planted forests and trees outside forests (including agroforestry) to better meet the needs of poor people and relieve some of the pressures on natural forests and rangelands. (Carle et al., 2003)

Tehran Process

The Tehran Process launched at the international expert meeting on ¨Special Needs and Requirements of Developing Countries with Low Forest Cover and Unique Types of Forest3, hosted by the Government of the Islamic Republic of Iran, Tehran, October 1999, recognized the uniqueness of the issues and needs for sustainable forest management in low forest cover countries. A Secretariat was established in Tehran to support the process and to champion the cause of low forest cover country issues in international processes (UNCBD, UNFCCC, UNCCD, UNFF) and provide support services to member countries. (Carle et al., 2003)

It was recognized that planted forests, trees outside forests, urban and peri-urban forests and agroforestry provided benefits and services, such as:

The meeting of LFCCs in Tehran, Iran, in 1999, emphasized the need for concerted action, government commitment and collaboration among countries with similar problems. The declaration that established the Tehran Process called for increased investment from within the region, the donor community and from international agencies. It also suggested that non-governmental organizations (NGOs), the private sector, research and training institutions and the rural poor could play a positive role, especially at the local level. The Tehran Process has potential to make a real difference in the future, particularly if efforts are geared to national forestry planning, forest management and planting programmes aimed at increasing forest cover, diversifying the landscape and meeting the needs of rural people. (Carle et al., 2003)

The Tehran Process concluded that:

LFCCs recognized that the main policy, strategic planning and institutional issues require inter-sectoral and multi-disciplinary approaches to landscape restoration in order to address:

The main constraints related to sustainable forest management reported at the Tehran Process are important, because they form the basis of most of the issues surrounding past failure of LFCCs to achieve successful landscape restoration. Therefore, these constraints must be overcome for any strategic way forward to be successful. They included:

Recommendations relating to the achievement of landscape restoration and sustainable forest management included:

CASE STUDIES

The case studies in the Islamic Republic of Iran, Sultanate of Oman and the Republics of Tunisia, Mali, Ethiopia and Namibia focussed on enhancing the role of planted forests and trees outside forests in supporting sustainable forest management and complementing management of diminishing natural forest, range and woodland resources in the landscape. In each case, information gained for the case study was collected from collaborative work between an FAO consultant, a national consultant, Government authorities and other collaborating national stakeholders. The case studies focussed on the major issues, the policy/legal/institutional contexts, status of forests and rangelands, constraints, opportunities, gaps in knowledge, lessons learned and the proposed actions for the way forward.

The case studies were undertaken to assist in formulation of planned actions as inputs to the Regional Workshops to feed into the respective National Forestry Programmes and to enable the development of proposals for future donor support, and eventual implementation.

Broad conclusions from the case studies can be summarized as follows:

Recommendations from the case studies:

Development choices and issues:

Institutional and legal improvements:

Resource use and management:

Enhancing the role of planted forests:

Enhancing the role of trees outsides forests (TOFs):

Supporting the Tehran Process:

Technical initiatives:

Cross cutting:

Unique issues relating to specific countries

Some issues, unique to the individual countries, came out of the case studies.

Role of planted trees and trees outside forests

The case studies revealed that the use of trees outside forests take a variety of forms of which agroforestry, village and urban plantings, roadside plantings and orchards are the most widespread.

In both Mali and Namibia, extensive agroforestry is undertaken in a parkland setting. In Mali parkland agroforestry is based on natural trees that cover 39% of the country. In traditional Sahelian parklands, millet and sorghum are often grown with Faidherbia (Acacia) albida. In the infertile soils, crop production is higher, within a 5–10 m radius of the trees, compared with those grown in the open, due to improved nutrient cycling and micro-climate. The trees additionally provide fuelwood, fodder, pods, and shade. In the north of Namibia where most people live, trees that produce fruits, nuts, oil, medicinal products, or craft materials, also improve soil fertility or provide shade. So they are left standing. Shade and fruit trees are also planted around homesteads and farm woodlots as living fences. (Carle et al., 2003)

In Tunisia, agroforestry practices include planting Acacia, Atriplex and Medicago for browse and forage, and planting windbreaks around irrigated agricultural areas. There is also some emphasis on planting multi-purpose species (trees such as walnuts, pistachio, pecan, hazel and carob), particularly in mountainous areas and forest clearings. (Carle et al., 2003)

In cities tree planting has generally been stressed for aesthetic and recreational benefits. Urban, peri-urban and roadside plantings have been promoted in all countries studied, while Tunisia has perhaps been the most active. Initiatives have included establishment of green belts, park, lining boulevards and motorways, coastal esplanades and implementing a national programme for heritage trees. Iran has been active in developing a network of urban and peri-urban planted forests and parks. Often, however, problems arise when irrigation cannot be sustained in the long term due to water shortages. Here, using treated wastewater from cities is seen as an opportunity for urban and peri-urban tree planting in several countries. (Carle et al., 2003)

Combating desertification

This is a major objective for all LFCCs. From the case studies, Iran and Tunisia have so far made the most progress. In Tunisia planted forests were established to fix dunes and act as windbreaks and shelterbelts. In Iran, desertification control stations have been established. (Carle et al., 2003)

Institutional capacity and national planting plans

Noticeable in Ethiopia and Oman were problems of poor records and under-funded government institutions without clear strategies to address forest issues. Conversely, Tunisia and Iran+ both have major planting programmes in hand. Namibia, independent only since 1990, has developed forest policies and legislation that advocate tree planting and recognize the role of forests and woodlands. Mali focuses on managing natural forests, while having a relatively small planting programme. (Carle, 2003)

Social issues

In Namibia, the subsistence agricultural sector contributes only 1.5% of GDP, but is essential to the livelihood of about 70% of the population. (Namibia case study)

In Mali, unemployment appears to prevail in urban areas. In rural areas, lack of employment seems less important because people cultivate crops if weather permits. Although underemployment and unemployment may be more disguised in rural areas, they constitute the main causes of poverty. (Mali case study)

Land tenure

In Ethiopia, grazing and browsing occur over more than 50% of the country’s land area. This heavy pressure constitutes the biggest threat to the environment. Pasturelands are not owned by individuals or groups of people, and this leads to the “tragedy of the commons”, where grazing lands are exploited well above their carrying capacity. (Ethiopia case study)

In Iran, land nationalization in the past has meant that traditional land users have been deprived of their land tenure security and former rights, and now tend to use the natural land resources as common resources, on the basis of “first come first served”, again leading to overexploitation and degradation. Improved land tenure security provided through participatory management schemes has improved the situation. (Iran case study)

WORKSHOPS

Tehran (October 2002) and Nairobi (December 2002)

The purpose of the workshops, based upon the Tehran Process recommendations, through the presentation of LFCC country case studies, was to share lessons learned and translate recommendations into achievable strategies and actions. These strategies and actions were intended for incorporation into national forest programmes, and to be used in the preparation of proposals to donors including follow-on support through the FAO-Netherlands Partnership Programme.

Workshop participants included policy, planning and technical officers, responsible for decision making with respect to sustainable natural resources management from Governments and international and regional agencies.

The countries represented at the Near East Regional Workshop included North Africa, the Gulf and temperate zones representing a range of cultural, social, economic, environmental, governance and institutional characteristics.

The major ecological regions represented at the Africa Regional Workshop included arid Northern Africa, East and West Sahelian Africa; Southern Africa, a Small-Island Developing State as well as a Central African State which represented a range of cultural, social, economic, environmental and institutional characteristics.

At the workshops, the following was covered:

In each case working groups were formed, based upon the topics: (i) planted forests; (ii) trees outside forests; and (iii) urban/peri-urban forests. The purpose of the working group sessions was to discuss issues, constraints, opportunities, conclusions and recommended actions for the way forward on selected topics related to sustainable forest management and landscape restoration.

Objectives

Sustainable forest management – the backbone for sustainable livelihoods, can be achieved through enhancing and encouraging the planting of forests and trees – through afforestation and reforestation – to support natural forest and agriculture in a landscape restoration approach.

Constraints

Common factors

Physical

Legal/policy/planning framework

Institutional framework

Technical/management knowledge and information

Social and environmental

Planted forests

Trees outside forests (TOFs)

Urban, peri-urban forests and green spaces (UPUFGs)

Opportunities

Common factors:

Planted forests and trees outside forests

Urban, peri-urban forests and green spaces

Lessons learned

Common factors

Planted forests

Trees outside forests and urban and peri-urban forests

Gaps in knowledge

Common factors

Planted forests

Trees outside forests, urban and peri-urban forests and green spaces

Recommended actions

Common factors

Planted forests

Trees outside forests

Urban, peri-urban forests and green spaces

Roles of countries, donors, international agencies

LFCCs, LFCC Secretariat, donors, international agencies and other stakeholders can mobilize their resources so that the outputs of the workshops become tangible outcomes in the field. This can be achieved through the following actions:

Low Forest Cover Countries
Low Forest Cover Country Secretariat
International agencies (FAO, UNEP and regional agencies)

Tehran Workshop (July 2003)

The Africa-Near East Workshop on Sustainable Urban and Peri-Urban Forestry and Green Spaces Development, held in Tehran, in July 2003, endorsed the conclusions and recommendations of the Tehran (October 2002) and Nairobi (December 2002) regional workshops and recommended additional practical ways forward, including:

A separate report for this workshop is under preparation.

Bamako Workshop (January 2004)

The Bamako Workshop Recommendations centred on continued strong support to the Tehran Process and a wish from the participants to see continued support for development of the LFCC Secretariat, including its eventual development to international status as a full global Secretariat.

Much of what came out of the Bamako workshop went into developing the Strategic Framework. This document places much emphasis on the strengthening of the LFCC Secretariat.

A strengthened Secretariat can help LFCCs to pursue the strategies and priority actions needed to move forward. The Secretariat has the potential to be the focal point for LFCC issues. However if LFCCs are going to invest in the Secretariat, they will want to have access to tangible benefits at the country level in return. Therefore the Secretariat needs to prove that it is efficiently and effectively able to champion the cause of the LFCCs.

Strengthening the capacities of the Secretariat can be achieved through:

The Secretariat would:

FUTURE STRATEGY

Priority actions

The list of recommendations and resolutions from the Regional Workshops can appear exhaustive and daunting; however, a closer examination reveals that some of the points mentioned have been or are in the process of being achieved. There is undoubtedly clear awareness among LFCCs of the issues and the concerns regarding what is at stake. Different aspects are being dealt with to different degrees in different countries. A matter of concern is that LFCCs do not become complacent. They need to keep revisiting the issues, and maintain close communications with each other and the LFCC Secretariat, in order to keep the process moving.

The following is a list of actions that urgently need consideration in the development of action plans, strategies and future implementation.

Development choices and issues

It is recognized that planted forests and trees outside forests have positive contributions to make to increase forest cover restore landscapes and promote sustainable forest resource management. LFCCs are endeavouring to incorporate tree planting and management into national forestry, poverty reduction and food security strategies including adequate implementation mechanisms to ensure these are achieved in practice by being more pro-active in integrating forestry issues into the rural landscape. Priority actions include:

Institutional and legal improvements

There is urgent need for the development of appropriate and well-coordinated institutional and legislative frameworks with clear mandates, responsibilities and resources to support more efficiently and durably the initiation and implementation of rangeland, woodland and watershed management, environmental protection, desertification control and rural development programs. This can be achieved through:

Resource use and management

LFCCs are aware that they need better information on the status of their resources. Sound planning, management and monitoring require valid and up to date data either on forest and tree resources, social or environmental issues. Assessment and monitoring need to be on-going activities. Priority actions include:

Enhancing the role of planted forests

In regard to planted forests, there is a lack of benefit analysis techniques to evaluate comparative financial and economic performances with other land-uses. Additionally there is a lack of technical tools, indicators, guidelines for participatory planning, growth and yield models for increasing productivity and efficiency in management. Priority actions should include:

Enhancing the role of TOFs

There has been a general lack of awareness among managers, policy and decision makers regarding the role and potential of TOFs in supplying social and economic products. As well, there are high costs associated with evaluating TOFs with respect to types of resources and systems. Therefore:

Supporting the Tehran Process and Secretariat

At the international level, the Secretariat to the Tehran Process is currently managed and funded by the Iranian Government, with technical assistance from FAO. To enable the Secretariat and countries to better champion the cause of low forest cover countries at the international and national levels, it is necessary to:

Networks

Networks for access to new technologies, information exchange and communication are vital, whether national, regional or international. The following actions need to be undertaken:

Information and knowledge

Current and up to date information are vital for any programme of sustainable management to be successful. Therefore the following issues must be addressed:

The way forward

The meeting of LFCCs in Tehran, Iran, in 1999 (FAO 2000) emphasized the need for concerted action, government commitment and collaboration among countries with similar problems. The declaration establishing the Tehran Process calls for increased investment from within the region, the donor community and from international agencies. It also suggests that NGOs, the private sector, research and training institutions and the rural poor could play a positive role, especially at the local level. The Tehran Process has much potential to make a real difference in the future, particularly if efforts are geared to national forestry planning, forest management and planting programs aimed at increasing forest cover and meeting the needs of rural people. (Carle, 2003)

In moving forward, it is clear that integrated and holistic approaches must be implemented in order to reduce pressures on forest and range resources. Planting trees as forests, tree clusters or agroforestry systems are part of the solution, as are regenerating and managing natural forests. With regard to providing alternative income to rural people, approaches include large-scale planted forests for industrial purposes, commercial orchards, small-scale projects for non-wood forest products, and tourism.

In most cases, LFCCs need better information on the status of their resources so they can monitor change and develop integrated management policies and plans. Tunisia has advanced the most in this regard and its approach could be used as a model for others.

Countries that have similar problems need to share experiences and adapt approaches to local conditions. Both Tunisia and Iran offer insights in this area, as do other countries, such as Australia, South Africa, and the United States of America. The expertise of international agencies like FAO, UNEP, ICRAF and CIFOR can offer appropriate services in landscape restoration.

Many developing LFCCs require different institutional frameworks, as well as training and skills for forest planners and management, in order to ensure understanding of decentralized, participatory, inter-sectoral and multidisciplinary approaches to policy, planning, implementation and monitoring. The voice of the forestry sector, which has generally been marginalized at the national level needs to be mainstreamed in inter-sectoral planning committees and working groups to derive national development priorities and national forest development strategies, taking account of the current value and potential role of natural and planted forests and tree resources in supporting lives in urban and rural landscapes. The necessary priority actions have been recognized. The important step now is for LFCCs to act on the recommendations and take this process forwards.

REFERENCES

Africa Regional Workshop, Nairobi, 10–13 December 2002. “The Role of Planted Forests, Trees Outside Forests and Urban, Peri-urban Forests in Sustainable Forest Management in Low Forest Cover Countries” – Proceedings Summaries.

Carle, J. (2003). “The Role of Planted Trees in Developing Countries with Low Forest Cover: Findings from Six Case Studies”.

Carle, J., Sadio, S., Bekele, M., Rouchiche, S. (2003). “Enhancing the Role of Planted Forests and Trees Outside Forests in Low Forest Cover Countries”, prepared for the World Forestry Congress, September 2003.

Forestry Component 2: “Conserve Forests and Advance Sustainable Forest Management: Sub-Component: 2a, Low Forest Cover Countries”.

Near East Regional Workshop, Tehran, 28–31 October 2002. “The Role of Planted Forests, Trees Outside Forests and Urban, Peri-urban Forests in Sustainable Forest Management in Low Forest Cover Countries” – Proceedings Summaries.

Sadio, S. (2003). “Resolutions of Bamako Regional Workshop for African and the Near East Low Forest Cover Countries”.

Rouchiche, S. and Abid, H., October 2003. Role of Planted Forests and Trees Outside Forests in Sustainable Forest Management: Republic of Tunisia – Country Case Study. Planted Forests Working Paper FP/27E, FAO, Rome, 2003.

Rouchiche, S., October 2003. Role of Planted Forests and Trees Outside Forests in Sustainable Forest Management: Sultanate of Oman - Country Case Study. Planted Forests Working Paper FP/31E, FAO, Rome, 2003.

Rouchiche, S. and Abid, H., October 2003. Role of Planted Forests and Trees Outside Forests in Sustainable Forest Management: Islamic Republic of Iran – Country Case Study. Planted Forests Working Paper FP/32E, FAO, Rome, 2003.

Sadio, S. (2004). “Status and Findings of Case Studies and Workshops in LFCCs: Strategic Programme Framework”.

Tehran Process (1999). Proceedings from “The International Meeting on Special Needs and Requirements of Developing Countries With Low Forest Cover and Unique Types of Forests”, Tehran, Islamic Republic of Iran, 4-8 October 1999.

Thomas, I., and Samassekou, S., October, 2003. Role of Planted Forests and Trees Outside Forests in Sustainable Forest Management: Republic of Mali – Country Case Study. Planted Forests Working Paper FP/28E, FAO, Rome, 2003.

Thomas, I., and Bekele, M., October, 2003. Role of Planted Forests and Trees Outside Forests in Sustainable Forest Management: Republic of Ethiopia – Country Case Study. Planted Forests Working Paper FP/29E, FAO, Rome, 2003.

Thomas, I., and Chakanga, M., October 2003. Role of Planted Forests and Trees Outside Forests in Sustainable Forest Management: Republic of Namibia – Country Case Study. Planted Forests Working Paper FP/30E, FAO, Rome, 2003.


1 Low forest cover countries according to FRA 2000 (FAO 2001) where forest is defined as having >10% crown cover and an area of >0.5 ha and excludes land predominantly used for agriculture.

2 “Low forest cover country” has not yet been formally defined, but it commonly refers to countries in which forest cover is less than 10 percent of land area.

3 A Government-led initiative, sponsored by Canada, Denmark, Finland, Germany, Norway in collaboration with Egypt, Sudan and in cooperation with FAO, UNEP, UNDP and IFAD, attended by 77 participants from 39 countries and six international agencies and NGOs.

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