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how do we redesign projects?

Forum participants emphasized that agencies did not need to wait for new projects or programmes in order to begin using SL approaches; there is much to be gained by applying SL principles to ongoing projects.

IF SL APPROACHES HAD BEEN ADOPTED AT FORMULATION, WHAT DIFFERENCE WOULD IT HAVE MADE?

There was broad consensus in the Mali, Ethiopia, Mongolia and Bolivia working groups that the projects would have benefited had SL approaches been adopted from the outset. In the Ethiopian case study, SL approaches might have led project planners to reconsider the project's basic assumption that land degradation was the main cause of food insecurity. The understanding gained might have resulted in a very different project.





ETHIOPIA CASE STUDY GROUP

Reviewing the Ethiopian project with an SL lens led participants to:

    question the project's basic assumption that land degradation was the main cause of food insecurity;

    consider re-diagnosis with external facilitation. This would have resulted in the process being owned by the different stakeholders: government, staff, project staff, development committees, partner agencies and community members.

Expected outputs of the re-diagnosis are:

    knowledge of the main causes of food insecurity for different livelihood typologies at different levels;

    greater understanding of the influence of policies, markets, tenure rights, population pressure, land degradation, etc., on food insecurity;

    greater understanding of the priorities/linkages between these causes;

    identification of more appropriate entry points and a better idea of sequencing;

    an appreciation of WFP's comparative advantage and those of partner institutions.

In the case of the Mali project, holistic diagnosis would have drawn out the community's development priorities. This would have avoided inappropriate entry points, provided the project with a greater poverty focus and encouraged greater ownership of the project among the community. However, broadening the scope of the project would also have increased the risk of implementing agencies finding themselves unable to cope with such a complex project.

TABLE 4

Benefits and risks of SL diagnosis and design - Mali case study group

BENEFITS

RISKS

There is a better focus on beneficiary priorities

Entry points and levels are more appropriate

There is increased flexibility in programme activities

Programmes are more poverty-oriented

Stakeholders are more accountable

Stakeholders have an increased sense of ownership

Project becomes too complex and unmanageable

Quality drops if project tries to incorporate too much too soon

There are time lags and impatience for results

Overdesign reduces flexibility

Unrealistic expectations are raised

Those who fear change react negatively

Lack of implementation capacity and follow-up

The Mongolia case study group concluded that, although a conventional project design would have been quicker, cheaper, easier and more acceptable to the Government and funding agencies, its disadvantages would have outweighed its potential advantages. The SL design would have been slower, more costly and riskier, but it would have resulted in a more flexible and focused project of greater relevance to the livelihood systems of herders with poor or average incomes.

TABLE 5

A comparison of conventional and SL project designs - Mongolia case study group

ADVANTAGES OF CONVENTIONAL DESIGNS

DISADVANTAGES OF CONVENTIONAL DESIGNS

Quicker; cheaper; more predictable

Easier for donors and governments to implement

Less risk of failure

Easier to gain approval and budget

More acceptable to recipient governments since they can be designed by conventional livestock experts

More rigid

Less likely to be sustainable

Focus too early on sector

Interventions may be less appropriate

Less encouraging of partnerships

Supply-driven

Less informed decision-making

Less chance of reaching the poor

Do not address livelihood shock survival

Less easy to establish micro-macro links

Identify needs - not opportunities

Good development practice not necessarily institutionalized

Do not link types of capital

Do not induce capacity-building

ADVANTAGES OF SL APPROACHES

Produce process projects able to respond to needs of the poor

Possibly more sustainable

Longer project life possible

Institutionalize risk management

Interventions are community-led

Encourage partnerships

Demand-driven and -negotiated

Involve more informed decision-making

Greater chance of reaching the poor

Cater for shock survival measures

Easier to introduce macro-micro links

Identify opportunities

Institutionalize good development practice

Link different types of capital

Require capacity-building

DISADVANTAGES OF SL APPROACHES

Slower

More expensive

Less predictable

Less easy for donors and governments

May be at greater risk of failure

Not so easy to get approved or to budget

May be less acceptable to recipient government

IF SL APPROACHES HAD BEEN ADOPTED AT IMPLEMENTATION, WHAT WOULD HAVE CHANGED?

The Mali case study group concluded that a redesign along SL principles would have redirected the aim of the project towards reducing the vulnerability of farmers to drought-induced crop failure. Greater awareness of the socio-economic make-up of the community would have increased the chances of reaching women and the poor. The feedback that farmers would have been able to give to management would have accelerated the joint learning and adaptation process. Had the need for an exit strategy been considered from the start, planners would have given higher priority to building sustainable village organizations that could have functioned independently once the project had ended.

TABLE 6

Can SL approaches add value to design? - Mali case study group

OPPORTUNITIES FOR REDESIGN

OBSTACLES FOR REDESIGN

Participatory methods enable the project to obtain people's input

A monitoring-and-evaluation system informs management and planning, which in turn focus more on capacities, behaviour and institutions

Analysis of gender relations and intrahousehold dynamics overcomes neglect of women and youth

The vulnerability context - particularly risk can be assessed and addressed

Participatory technology development can increase options

Other economic activities - non-farm, agroforestry, migration, processing, storage, marketing - can be included

Higher-level policies and organizations can be addressed

Appraisals of soil-fertility management and land tenure issues can be conducted

Procurement mechanisms can be modified to improve timeliness and involve people decision-making

People's responses and adjustments to (many) shocks can be evaluated in order
to better understand adaptive and coping strategies

Feedback mechanisms can be introduced (e.g. workshops) designed to improve responsiveness of project management to people's preferences and changing circumstances

Small management unit with more organizational partnerships and the flexibility to contract outsiders

Most management functions can be devolved to village associations and groups, and co-management increased

Limited capacity of managers and service providers - would require substantial training at start-up

Personal and institutional inflexibility - programme manager, credit agency, public administrators

History of debt-forgiving and handouts creating a dependent/passive recipient culture and poor loan repayment discipline

Other donors with different - sometimes destructive - approaches operating in same area, e.g. offering "gifts" or other incentives

Overcoming dominant role of village leaders and elite

Inflexible procurement procedures

Weak use of information - capacity and will to use

People and institutional commitments already made and obligation to follow through

SL does not yet have a track record of success and simple guidelines to promote the idea

Fatigue of farmers and managers with redesign and development paradigm shifts among donors

Difficulty of overcoming managers' and support staff's bias in favour of their own sector-specific interests

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