Previous Page Table of Contents


Appendix A

Terms of Reference

At its fourth session, In December 2002, the FAO Advisory Committee on Fisheries Research identified human capacity as a high priority issue, especially with respect to meeting the targets set by WSSD in the areas of global reporting and assessment of the state of the environment by 2004, implementing the IPOAs (fishing capacity by 2005 and IUU fishing by 2004), applying the ecosystem approach by 2012 and maintaining or restoring fish stocks by 2015. The Committee felt that past models for delivering on this urgent need (i.e. formal training provided by experts from developed countries to developing countries) would also need to change to accommodate the newer approach to fisheries issues and fisheries management. It would need to be based on a more mutual learning process so that information and knowledge could be shared more efficiently and effectively by all involved. Human capacity would need to be built not just for science but also for management and among stakeholders.

In this respect, the consultant will:

The document should, amongst other things, contain illustrations in graphs and tables, as appropriate, and provide an Executive Summary. The total number of pages should not exceed 80 pages.

Appendix B

References

Adams, T. 1996. Governance of fisheries and aquaculture in the Pacific Islands region. Review paper for 3rd Dialogue on the ACP-EU Research Initiative Belize, December 1996.

Adeel, Z. Training and Capacity Building for Managing our Mangroves Resources - UNU’s Role to Meet Regional Challenges. United Nations University.

Akiwumi, P. & Melvasalo, T. 1998. UNEPs Regional Seas Programme: approach, experience and future plans. Marine Policy Vol. 22, No. 3.

Allison, E. 2003a. Assessing the Impact of the SUFER Project on Teaching Quality in Fisheries and Aquaculture in Bangladeshi Universities. ODG. Draft.

Allison, E. 2003b. Linking national fisheries policy to livelihoods on the shores of Lake Kyoga, Uganda. LADDER working paper No. 9 (Draft).

Allison, E. & McBride, R. 2003. Education reform for improved natural resource management: fisheries and aquaculture in Bangladeshi Universities.

Allison, E. & Mvula, P. 2002. Fishing livelihoods and fisheries management in Malawi. Draft Ladder Working Paper No. 22.

Balgos, M. 1998. Integrated coastal management training in the Philippines. Ocean and Coastal Management 38.

Bennett, L. 2003. A review of the literature on successful and sustainable fisheries management. Study for the World Bank/SIFAR-funded project "Study of Good Management Practice in Sustainable Fisheries".

Berg & UNDP. 1993. Rethinking technical cooperation: reforms for capacity-building in Africa.

Berkson, J. 2002. An example of integrating within the curriculum: the teaching briefing. Wildl. Soc. Bull. 30(1).

Bolger, J. May 2000. Capacity Development: Why, what and how? CIDA. Occasional Series Vol. 1 No. 1.

Bossert, T. 1990. Can they get along without us? Sustainability of donor-supported health projects in Central America and Africa. Social Science and Medicine, Vol. 30, No. 9.

Braakman, L. & Lenselink, N. 2003. Training Design Workshop Report, April 28-30 2003 in Accra, Ghana. Unpublished report of the FAO Livelihood Support Programme.

Broadhead, T. 1987. NGOs: In one year, out the other? World Development, Vol. 15, Supplement.

Brown, D. 2001. The impact of fisheries extension and training on the livelihoods of the poor in Bangladesh. Report by the Fisheries Training and Extension Project Phase-II, Dhaka, Bangladesh, 8 pp.
http://www.streaminitiative.org/Library/pdf/pdf-FAO-Poverty/David_Brown_FTEP.pdf.

Brown, D. & Pomeroy, R. 1999. Co-management of Caribbean Community (CARICOM) fisheries. Marine Policy, Vol. 33, No. 6.

Chakalall, B., Mahon, R. & McConney P.. 1998. Current issues in fisheries governance in the Caribbean Community (CARICOM). Marine Policy Vol 22, No.1, Pages 29-44.

Charles, A. 2001. Sustainable fisheries systems. Oxford: Fishing News Books.

Christy, F. July 1997. Development and Management of Marine Fisheries in Latin American and the Caribbean.

Crawford, B., Cobb J.S. & Freidman, A. 1993. Building capacity for integrated coastal management in developing countries. Ocean and Coastal Management, Volume 21, Issues 1-3, Pages 311-337.

De Silva, S.S., Sim, S.Y.& Phillips, M.J. (eds). 2000. Report of the Expert Consultation on Aquaculture Education in the Asia-Pacific. Hanoi, Viet Nam, 11th-15th May 2000. Asia-Pacific Economic Cooperation (APEC), Network of Aquaculture Centres in Asia-Pacific (NACA) and Deakin University. 239 pp.

Dyer, C. & McGoodwin. 1994. Folk management in the world’s fisheries: lessons for modern fisheries management. Eds.

Eglington, A., Israel, R. & Vartanov, R.. 1998. Towards sustainable development for the Murmansk region. Ocean and Coastal Management, Volume 41, Issues 2-3, 1998, pages 257-271.

FAO. 1995. Report of the joint evaluation mission for Project GCP/SUD/050/NET. Capacity building for women in agriculture and rural development.

FAO. 1996a. Strengthening national fisheries capacity, Papua New Guinea. Technical report.

FAO. 1996b. Strengthening national fisheries capacity, Solomon Islands. Technical report.

FAO. 1998. Tonga Fisheries Sector Review.

FAO. 2000. Final Evaluation Mission Report. Eritrea. Strengthening of the agricultural research and extension division.

FAO. 2002. Fisheries Report No. 699. Report of the fourth session of the Advisory Committee on Fisheries Research.

FAO. 2003. Technical Guidelines for Responsible Fisheries: Fisheries Management. No.4 Part 2. The ecosystems approach to fisheries.

Fukuda-Parr, S., Lopes, C. & Malik, K. 2002. Overview: institutional innovations for capacity development. Executive Summary in (eds). Capacity for Development: new solutions to old problems. Earthscan/UNDP.

Gladstone, W. 2000. The ecological and social basis for management of a Red Sea marine-protected area. Ocean and Coastal Management 43.

Hana, S., 1999. Strengthening governance of ocean fishery resources. Ecological Economics 31.

Hanna, S. 1998. Parallel institutional pathologies in fisheries management. In Symes, D (Ed) Northern Waters: Management issues and practice. Fishing News Books.

Hanna, S. 1995. User participation and fishery management performance within the Pacific Fishery Management Council. Ocean and Coastal Management. Vol. 28., No.s 1-3.

Harte, M. Appendix H. Revolutionizing fisheries management training: putting workshop ideas into action. Inaugural international workshop. Oregon State University.

Hempel, G, 1998. Dr. NK Panikkar: learning research by doing. Marine Policy Vol 22, No. 3.

Honadle, G. & Cooper, L. 1989. Beyond coordination and control: an inter-organization approach to structural adjustment, service delivery, and natural resource management. World Development, Vol. 17, No. 10.

IAC, Wageningen. Courses on alternative approached to fisheries management. Course publicity material.

IDDRA. 2003. A review of fisheries management performance in Developing Countries, with particular reference to issues of policy and governance. Manuscript.

IICD. Strategic Framework 2002-2007. January 2002. "Deepening Local Ownership through Partnerships".

Jansky, L.,. Tikkanen, I., Pelkonen, P., & Furuyashiki, K. 2003. Training and research capabilities for forestry policy development in countries with economies in transition. Global Environment Change 13, July 2003, Volume 13, Issue 2, pp. 137-144(8).

Jodice, L., Sylvia, G., Harte, M., Hanna, S. & Stokes, K. 2003. Special Report 1045. Training Managers for 21st Century Fisheries. Queenstown, NZ, December 5-7, Workshop Report Final Draft (April 2003) <http://oregonstate.edu/dept/trainfishmngr/report.html>

Kullenberg, G. 1998. Capacity building in marine research and ocean observations: a perspective on why and how. Marine Policy Vol. 22, No. 3.

Lavergne, R. & Saxby, J. January 2001. Capacity development: Vision and implications. CIDA Capacity Development Occasional Series No. 3.

Lusthaus, C., Adrien, M-H. & Perstinger, M. September 1999. Capacity Development: Definitions, issues and implications for planning, monitoring and evaluation. Universalia Occasional Paper no. 35.

Mayor, F. 1998. Introduction. Marine Policy Vol. 22, No. 3.

McLean, S. 2001. Distance education and distance learning: a framework for the FAO.

Montero, G. 2002. The Caribbean: main experiences and regularities in capacity development for the management of coastal areas. Ocean and Coastal Management 45.

Morgan, P. 1997. The design and use of capacity development indicators. CIDA.

Morgan, P. May 1999. An update on the performance monitoring and capacity development programmes: what are we learning? Paper prepared for CIDA/Policy Branch.

Mulekom, L. 1999. An institutional development process in community based coastal resource management: building capacity and opportunity for community-based co-management in a small-scale fisheries community. Ocean and Coastal Management 42.

Nchinda, T. 2002. Research capacity strengthening in the South. Social Science and Medicine 54.

NMFS. 2000. Recruiting Fishery Scientists: Workshop on Stock Assessment and Social Science Careers. National Marine Fisheries Service, USA.

Obura, D. 2001. Kenya. Marine Pollution Bulletin. Vol. 42, No. 12.

Okemwa, E. 1998. The Intergovernmental Oceanographic Commission of UNESCO and regional capacity development. Marine Policy Vol. 22, No. 3.

Pernetta, J. 1998. An overview of the role of the Global Environment Facility in international waters with reference to marine capacity development. Marine Policy Vol. 22, No. 3.

Pido, M. 1995. The application of Rapid Rural Appraisal techniques in coastal resources planning: experience in Malampaya Sound, Philippines. Ocean and Coastal Management, Vol. 26. No. 1.

Pinstrup-Andersen P. & Pandya-Lorch, R. 1998. Food security and sustainable use of natural resources: a 2020 vision. Ecological Economics 26.

Rassam, G. & Eisler, R. 2001. Continuing education needs for fishery professionals: A survey of North American fisheries administrators. Fisheries, Vol 26, No. 7.

Rogers, A. & Taylor, P. 1998. Participatory Curriculum Development in Agricultural Education. A Training Guide. FAO, Rome.

Sen, S. & Nielsen, R. 1996. Fisheries management: a comparative analysis. Marine Policy Vol. 20, No. 5.

Shotton, R., FAO. An analysis of fisheries management practices and institutional capacity of the Department of Fisheries, U.A.E. 1997

Sissenwine, M. & Mace, P. 2003. Governance for responsible fisheries: an ecosystem approach. In M. Sinclair and G. Valdimarrson (Eds), Responsible fisheries in the marine ecosystem,. FAO

Snoussi, M. & Awosika, L. 1998. Marine capacity development in North and West Africa. Marine Policy Vol. 22, No. 3.

Soegiarto, A. & Stel, J. 1998. The Indonesian experience in marine capacity development. Marine Policy Vol. 22, No. 3.

South, R.G., & Veitayaki, J. 1998. Capacity building in the south Pacific and the role of the marine studies programme at the University of the South Pacific. Ocean and Coastal Management 4.

Stel, J. 1998. Marine capacity development in a changing global setting. Marine Policy, Vol 22, No. 3.

Swan, J. 2000. Regional Fisheries Bodies and Governance: Issues, Actions and Future Directions. FAO Fisheries Circular No. 959 FIPL/C959. FAO, Rome, Italy.

Swan, J. & Satia, B.P. 1999. Contribution of the Committee on Fisheries to Global Fisheries Governance, 1977 - 1997. FAO Fisheries Circular No. 938. FAO, Rome, Italy.

Taylor, P. 1998. Participatory Curriculum Development - Some Experiences from Viet Nam and South Africa. In Training for Agricultural Development, 1996-98. Rome: FAO, pp. 4-14.

UNDP. 1993a. Report of the evaluation mission. India. Advanced centres for post-graduate agricultural education and research.

UNDP. 1993b. Report of the evaluation mission: India. Strengthening postgraduate education in foods and nutrition and child development at agriculture universities.

UNDP. 1995a. Report of the evaluation mission. Bhutan forest resources management and institutional development.

UNDP. 1995b. Report of the mid-term evaluation mission. India. Strengthening and developing the Indian Council for forestry research and education.

UNDP. 1996a. Draft Project Terminal Evaluation: Strengthening wildlife management and eco-development planning capabilities.

UNDP. 1996b. Evaluation report: Improving extension services for women’s horticulture (Gambia).

UNDP. 1996c. Report of the evaluation mission. Sri Lanka marine fisheries management.

UNDP. 1996d. Report of the final evaluation mission: institutional support for the protection of east African biodiversity (Kenya, Tanzania, Uganda).

UNDP. May 1997. Capacity development and UNDP. Supporting sustainable human development. Draft paper.

UNDP. January 2003. Report of the International Symposium on Capacity Development and Aid Effectiveness. Philippines.

UNESCO. 2002. Open and distance learning: trends, policy and strategy consideration.

Uphoff, N. 1986. Local Institutional Development: An Analytic Sourcebook with Cases. Kumarian Press.

Van Crowder, L. 1996. Human Resource and Institutional Capacity Building through Agricultural Education. SD Dimensions. FAO.

Wiersum, K. 1997. Indigenous exploitation and management of tropical forest resources: an evolutionary continuum in forest-people interactions. Agriculture Ecosystems and Environment 63.

WWF. 2002. Ecosystem-based management of marine capture fisheries.

Young, O. 1998. Institutional uncertainties in international fisheries management. Fisheries Research 37.

Appendix C

Participants in the Working Party

In addition to a large number of individuals and organizations who were consulted and to whom the authors express their indebtedness, the original draft of this document was reviewed by the FAO ACFR Working Party on Human Capacity Development. The Members of the Working Party are:

Ellen Bortei-Doku Aryeetey
Institute of Statistical, Social and
Economic Research (ISSER)
University of Ghana
Legon, Ghana
Tel: +233 21 512502 Ext. 219
Fax: 233 21 512504
E-mail: [email protected]
[email protected]
[email protected]

Exequiel González
Francisco Villagra 254-S
Ñuñoa
7760008 Santiago, Chile
Tel: +56 2 227-8688
E-mail: [email protected]

Tim Huntington
Poseidon Aquatic Resource Management Ltd
Avenue Lodge, Auckland Place
Brockenhurst
Hampshire S042 7XT, United Kingdom
Tel: +44 (0)1590 623867
Fax: +44 (0)1590 623867
E-mail: [email protected]

Vlad Kaczynski
School of Marine Affairs
Box 355685
University of Washington
3707 Brooklyn Ave. N.E.
Seattle, WA 98195, USA
Tel: 206 5430115
Fax: 206 5431417
E-mail: [email protected]

Kwame A. Koranteng
Marine Fisheries Research Division
Tema, Ghana
Tel: +233 22 208048/202346 (Office)
Fax: +233 22 206627
E-mail: [email protected]

Suriyan Vichitlekarn
Policy and ProgrammeCoordinator
SEAFDEC
Bangkok 10903, Thailand
Tel: +66-2940-6326, 1735-6782
Fax: +66-2940-6336
E-mail [email protected]

Knut Heen
Norwegian College of Fisheries Science
University of Tromso, Norway
Tel: +47 776 46001
Fax: +47 776 46020
E-mail: [email protected]

RESOURCE PERSONS

Derek Staples
Senior Fishery Officer
FAO Regional Office for Asia and the Pacific
Bangkok, Thailand
Tel: +66-2 6974119
Fax: +66-2 6974445
E-mail: [email protected]

Benedict P. Satia
Chief, International Institutions
and Liaison Service/Secretary of ACFR
Fishery Policy and Planning Division
FAO, Rome, Italy
Tel: 0039 06 57052847
Fax: 0039 06 57056500
E-mail: [email protected]

Appendix D

Review Of HCD Approaches

D-1: United States Agency for International Development USAID

Overview

USAID HCD initiatives share a common approach in that they:

USAID is responding to the rapid expansion of the number of students in Africa and severely limited host government resources in part though the Education for Development and Democracy Initiative (EDDI), which will improve educational quality and access to technology and practices needed in the twenty-first century. USAID also supports human capacity development, more broadly defined, with programmes in early childhood development, skills and vocational education, higher education, and in-country, third country, and US training.

Themes and Primary Targets

Although USAID supports building human capacity many levels, the agency focuses on basic education where social and economic returns are the greatest, especially for girls and other disadvantaged groups.

Delivery Mechanisms and Partnerships

School-to-School Partnerships: facilitate exchanges between students and educators on a variety of subjects such as classroom curricula, teaching methods and the many uses of technology. Emphasizes education in the use of modern technology.

University-to-University: technology links, information resources, labour market-oriented training, professors’ training and curriculum reform.

University-to-Community: promote university linkages to primary and secondary schools.

Policy and Democracy Networks: partnerships between professionals and policymakers. Networks enhance policy and operational skills, promote cooperation across political and civil society lines and aid in the development of regional standards.

Technology: seek to improve access to and use of new information technologies and modern communication approaches in order to strengthen education and democracy efforts. Helps institutions develop communication strategies, conduct feasibility studies, acquire equipment, train users, facilitate donations from the technology industry and establish strategic partnerships in distance education, collaborative research, joint service activities and cross-border advocacy.

Community Resource Centres: serve school populations and the surrounding community by providing them with technical equipment and Internet access, skills training, mentoring programmes, literacy training and civic education.

D-2 United Nations University UNU

UNU’s mission is to "contribute, through research and capacity development, to efforts to resolve the pressing global problems that are the concern of the United Nations, its Peoples and Member States". In particular UNU considered itself as a "builder of capacities, particularly in developing countries".

Themes and Primary Targets

UNU’s main themes are

(i) Peace and Governance: UN and international order, conflict and security studies, human rights and ethics and policy and institutional frameworks

(ii) Development: Globalization and development, growth and employment, poverty, inequality and basic needs and urbanization

(iii) Science, Technology and Society: Innovation, information and bio-technologies, software technology and food and nutrition

(iv) Environment: Land and natural resource management, sustainable industrial and urban development, water and climate change and global governance.

A linkage with the Marine Research Institute in Iceland provides a UNU Fisheries Training Programme (UNU/FTP). This provides a six week core course to provide an overview of world fisheries and aquaculture and an insight into its various disciplines. Five, five week specialist courses are also offered in:

  • Fisheries Policy and Planning

  • Marine and Inland-Waters Resources, Assessment and Monitoring

  • Quality Management of Fish Handling and Processing

  • Management of Fisheries Companies and Marketing

  • Fishing Technology

  • Aquatic Environmental Assessment and Monitoring

UNU capacity development programmes are available exclusively at the postgraduate level. UNU fellowships are awarded to young and mid-career scholars and professionals, primarily from developing countries.

Delivery Mechanisms and Partnerships

13 Research and Training Centres and Programmes around the world. Courses are delivered by:

  • Short-duration training courses and workshops (1-8 weeks)

  • Long-duration training programmes for post-graduate academics and professionals (3-12 months)

  • Master’s, Ph.D. and Post-doctoral programmes

  • Support for networking among scholars from developing countries

Over 30 UN organizations and more than 100 research institutions worldwide. The UNU focuses on strengthening cooperation among institutions in developing countries - building "south-south" cooperation to further enhance the teaching and research capacities of existing centres of excellence.

D-3: United Nations Division for Sustainable Development UNDSD

Themes and Primary Targets

The UNDSD emphasis is on the development of sustainable rural development and enhanced decision-making by communities, particularly by youth empowerment. UNCED is currently focusing on the thematic clusters of "water", "sanitation" and "human settlements" including a number of cross-cutting issues, namely:

  • poverty eradication;

  • changing unsustainable patterns of production and consumption;

  • protecting and managing the natural resource base of economic and social development;

  • sustainable development in a globalizing world

  • health and sustainable development;

  • sustainable development of SIDS;

  • sustainable development for Africa and other regional initiatives;

  • means of implementation;

  • institutional framework for sustainable development;

  • gender equality; and

  • education

Delivery Mechanisms and Partnerships

UNDSD depends on the development of voluntary, non-negotiated partnerships, aimed at implementing sustainable development - this approach has been an outcome of the 2002 World Summit on Sustainable Development. Key partnerships and linkages include:

National Oceans Office, (Australia)

Capacity-building for Pacific Island Countries in Oceans Policy Implementation

PEMSEA Regional Programme Office (The Philippines)

Intergovernmental, Interagency and Intersectoral partnerships in the Implementation of the Sustainable Development Strategy for the Seas of E. Asia

International Coastal and Ocean Organization & Coastal States Organization (USA)

International Network of Practitioners and Academics to Support Implementation of Coastal and Ocean Management Programmes

IMO

Marine Electronic Highway in the Straits of Malacca and Singapore (Latest submission 01/03)

PEMSEA Regional Programme Office (The Philippines)

Partnerships in the local implementation of coastal strategies and integrated coastal management programmes in East Asia

UNEP (The Hague, Netherlands)

The H2O (Hilltops-2-Oceans) Partnership: Working Together to Protect Coastal and Marine Environments

Department of Agriculture, Fisheries and Forestry (Australia)

Coral Reefs and Fisheries Network Cluster: Activities/processes undertaken to initiate partnerships

D-4: Asia-Pacific Economic Cooperation (APEC) Programme

Themes and Primary Targets

The Asia-Pacific Economic Cooperation (APEC) Human Resources Development Working Group (HRDWG) conducts work programmes to develop human resources on issues ranging from education to labour to capacity development. The HRDWG conducts its work programme through its three networks: the Capacity Building Network (CBN), the Education Network (EDNET) and the Labour and Social Protection Network (LSP). Work developed and undertaken in the HRDWG is based on its identified priorities for -

  • Quality basic education.

  • Improved labour market information and analysis.

  • Enhanced skills in key sectors including Small and Medium Scale Enterprises (SMEs).

  • Lifelong learning.

  • Improved curricula, teaching methods and instructional materials for the twenty-first century.

  • Mobility of qualified persons.

  • Enhanced quality, productivity, efficiency of the labour force and work places.

  • Strengthening cooperation to support trade and investment liberalization and facilitation.

These activities and projects also deal with the wider, cross-cutting issues such as information technology (IT) and gender integration. Responding to the needs in such areas, the Working Group undertakes activities which deal with enhancing the earning capacity of women, building capacity of executives in international rules and standards-based management, promoting the utilization of IT in learning via an educators exchange programme, sharing innovations in entrepreneurs’ development and training to prevent and resolve labour-employment conflicts.

Delivery Mechanisms and Partnerships

E-learning is an important element of APEC’s delivery approach as part of the "Asia e-learning network" to promote effective skill development and to enhance industrial competitiveness in this region. This network is aimed at (a) sharing information on the latest e-learning trends and technologies, (b) building consensus to ensure interoperability of e-learning systems and materials, (c) ensuring the quick spread of knowledge and efficient use of "e-learning" throughout the Asia.

D-5: United Nations Conference on Trade and Development (UNCTAD)

UNCTAD overseas "Project M: Capacity-building and Policy Networking for Sustainable Resource-Based Development" in collaboration with the United Nations University (UNU). The project’s objective is to enhance the capacity of developing countries, especially those dependent on non-renewable or depletable natural resources, to devise and sustain a balanced and viable development path over the longer term, with an emphasis on the application of integrated economic, environmental and social policies to the natural resource sector. This will be achieved by building and strengthening a broad-based, policy oriented network of academic and development expertise.

Conserve Africa Foundation CAF

CAF was established in 1996 as a field operating and advocacy non-profit organization in response to the urgent demand for greater conservation in Africa. CAF provides education, advocacy, information dissemination research, and the establishment of cooperative partnerships with businesses, governments, NGOs and local peoples. CAF works with environmental and ecotourism groups in 40 African countries.

Themes and Primary Targets CAF’s core programmes are:

  • Advocacy Programme (AP)

  • Sustainable Africa Programme (SAP)

  • Sustainable Energy Development Programme (SEDP)

  • Sustainable Agriculture, Desertification and Food Security Programme (SADFP)

  • Capacity-Building (CB)

  • Ecotourism Development Programme (EDP)

  • Natural Resources Management and Conservation

  • Africa Natural Products Programme(ANAP)

Delivery Mechanisms and Partnerships

A Secretariat provides the following services:

  • Collecting, editing and distributing of information to partners.

  • Maintaining and updating the CAF web site, a partnership list and an information database.

  • Fundraising for and providing financial contribution to the national focal points.

  • Providing consultancy and other manpower in cooperation with the involved partner organizations for identification of projects, elaboration of project documents, etc.

  • Providing general secretariat services and communication/contact within the network.

  • Initiating a networking mechanism amongst the participants for sharing information and experiences

  • Organize fund-raising activities for its programmes

  • Coordinates preparations for international conferences, workshops and task forces.

  • To offer consultant services to extent compatible with CAF objectives.

Partner organizations are environmentally oriented organizations based in Africa or outside Africa. They can be nongovernmental organizations, units within government environment ministries, networks of environmental researchers, federations of community-based conservation organizations, or local institutions, consultancy companies, universities, research and training centres, associations, local authorities and representatives of International organizations.

D-6: West and Central African Sorghum Research Network WCASRN

A collaborative research network created in 1984, WCASRN is funded by the United States Agency for International Development (USAID)

Themes and Primary Targets

  • Strengthen linkages among sorghum researchers in WCA countries for exchange of plant genetic materials, technologies, and research information

  • Assist network member countries in improving their research and extension services through human resource development

  • Coordinate collaborative research among members of the network in the areas of germplasm development and natural resources management research

  • Facilitate the improvement of sustainable sorghum-based production systems in WCA countries

  • Promote cooperation between network member countries, and national, regional, and international institutions involved and/or interested in sorghum research and development.

Primary stakeholders are sorghum producers, sellers, and end-users.

Delivery Mechanisms and Partnerships

Regular training programmes, technical workshops, and monitoring tours.

End users of sorghum and sorghum products in the Network member countries, International Crops Research Institute for the Semi-Arid Tropics (ICRISAT), USAID, Collaborative Research Support Programme on Sorghum and Pearl Millet (INTSORMIL), Centre de Coopération Internationale en Recherche Agronomique pour le Développement (CIRAD), Institut du Sahel (INSAH).

D-7: Indo-Pacific Conservation Alliance IPCA

The Indo-Pacific Conservation Alliance is aimed at understanding and protecting forest, freshwater and marine ecosystems in the Indo-Pacific region through effective natural resource management and sustainable economic development. IPCA’s approach is to provide a variety of informational and policy tools that build the capacity of governments, local communities, and other conservation organizations in the region to protect biodiversity through improved watershed management. In particular IPCA’s approach to achieving effective conservation is to help protect biodiversity in target areas through by building local institutional capacity to understand the importance of biodiversity and to implement practices that facilitate sound management of natural resources.

Themes and Primary Targets

  • Definition of a clear set of formal by-laws, mission, and goals for the NGO partner;

  • Articulating, organizing, and adhering to a flexible but clear project management plan and timeline that ensures ability to monitor and report on project progress;

  • Ensuring that the human and office infrastructure is funded and in place;

  • Ensuring that a financial tracking/accounting system is in place;

  • Strengthening the NGO’s capacity to articulate its needs and objectives in order to be able write draft proposals and plan budgets, and assist in fundraising for its continued activities (though some continued assistance/facilitation may be necessary for some time).

IPCA focuses on developing the management and administrative capacity of local conservation NGOs.

Delivery Mechanisms and Partnerships

IPCA places a trainer (local national or expatriate, as appropriate) at the site for several months in order to help their NGO partners develop coherent yet flexible management plans and timelines, guide their understanding of programmatic and budget needs, and train staff in word processing and spreadsheet software, set up a simple but effective bookkeeping/accounting system, and train staff in the importance of accurately tracking and reporting expenses. IPCA sometimes provides direct funding for staff salaries and office infrastructure (boat, fuel, computers, SSB radio, solar panels, etc.).

D-8: World Conservation Monitoring Centre

WCMC was established ten years ago by UNEP, the World Conservation Union (IUCN) and the World Wide Fund for Nature (WWF). With the agreement of IUCN and the encouragement of the Government of the United Kingdom, WCMC is now a UNEP World Centre for Biodiversity Monitoring and Assessment. It forms part of an interlinked network of designated centres throughout the world, which are implementing UNEP’s global strategy for environmental monitoring, assessment and early warning.

Many countries are in the process of developing national conservation strategies, environmental action plans, sectoral master plans (e.g. national forest action plans) and other policy initiatives promoting the sustainable use of biological resources. Since sound policies can only be developed on the basis of feedback from current approaches, it is necessary to monitor environmental trends and produce up-to-date environmental information suitable for management and policy decisions. In response to this need, UNEP-WCMC has created a capacity development programme to provide services that empower institutions and individuals to:

Themes and Primary Targets

Support for International Initiatives

  • Biodiversity Data Management Project: initiative to help establish biodiversity data management programmes in ten selected counties.

  • Biodiversity Country Studies Project: development of guidelines enabling countries to assess the status and value of their biological resources.

  • Forest Resource Accounting: offers a practical approach to undertaking the varied information and monitoring tasks required to achieve sustainable forest management (SFM) at the national level.

  • Clearing-House Mechanism (CHM): development and implementation of the CHM concept

  • Support for National Organizations

In addition to its support for countries under the UNEP-administered Biodiversity Data Management Project and Country Studies Project, WCMC has provided services to a number of national-level organizations and groups e.g. in India and Uganda.

Delivery Mechanisms and Partnerships

In India, the Indira Gandhi Conservation Monitoring Centre (IGCMC) has developed a model for the integration of existing and developing datasets which makes extensive use of Internet-based communication and presentation tools. These enable the growing network of partners (e.g. resource management agencies) to co-operate in the development and delivery of information to specific groups of users. No advanced technology will be required by users other than Internet connectivity, which is growing rapidly in India with significant governmental support.

D-9: World Resources Institute

World Resources Institute is an environmental research and policy organization concentrating on achieving progress toward four key goals:

An independent organization, WRI’s approach is to catalyze permanent change through partnerships that implement innovative, incentive-based solutions. WRI works closely with governments, the private sector, and civil society groups around the world.

Themes and Primary Targets

  • Biological resources: Reversal of damage to ecosystems and protection of the capacity of ecosystems to sustain life and prosperity.

  • Climate change: Avert dangerous climate change - promotion of public and private action

  • Resource use: To increase prosperity while improving the environment - private sector involvement in environmental improvement and community well-being.

  • Access: Expand participation in environmental decisions by increasing access to information and influence over decision about natural resources.

Delivery Mechanisms and Partnerships

Increase appreciation and awareness of biodiversity’s values and importance.

  • Build awareness of the importance and values of biodiversity into popular culture.

  • Use the formal education system to increase awareness about the need for biodiversity conservation.

  • Integrate biodiversity concerns into education outside of the classroom.

Help institutions disseminate information needed to conserve biodiversity and mobilize its benefits.

  • Establish or strengthen national or sub-national institutions providing information on the conservation and potential values of biodiversity.

  • Undertake national biodiversity inventories and produce periodic national biodiversity assessments.

  • Establish a global biodiversity information network to speed the flow of data for local, national, regional, and global assessments.

  • Provide all citizens with legal and institutional guarantees of access to information on development projects and other activities with potential impacts on biodiversity.

Promote basic and applied research on biodiversity conservation.

  • Systematically assess national biodiversity research priorities.

  • Promote basic and applied natural sciences research on biodiversity conservation.

  • Strengthen social science research on the connections between biological and social processes.

  • Strengthen research on ethical, cultural, religious concerns related to conserving biodiversity.

Develop human resources capacity for biodiversity conservation.

  • Increase support for training biodiversity professionals, particularly in developing countries.

  • Revise career incentives by governments to increase the attractiveness of work in the field.

  • Strengthen the influence and capacity of non governmental conservation and development organizations to promote biodiversity conservation.

WRI deals with over 400 partners in 50 countries.

D-10: Center for Disease Control and Prevention (CDC)

CDC has established a capacity development programme through its Division of International Health (DIH). This offer’s short courses in health related subjects as well as offers training materials on its website. In addition, CDC’s "Data for Decision-Makers" (DDM) programme provides in-country training to need to build the capacity of decision makers and their advisors in participating countries to a) identify health priorities and problems, b) identify and provide useful information for solving those problems, c) understand how to use this information in the decision making process, and d) persuasively convey technical information concerning public health problems to decision makers at successively higher levels.

Themes and Primary Targets

DIH

  • Health Economics and Financing

  • Basic and Intermediate Epidemiology

  • Outbreak Response

  • Surveillance System Evaluation and Design

  • Epi Info

  • Communications

  • Courses linked to categorical programmes

DDM

  • Build the capacity of decision makers to identify data needs and to interpret and use data appropriately for making and implementing public health decisions.

  • Enhance the capacity of technical advisors to provide valid, essential, and timely data and to convey such information to decision makers clearly and effectively.

  • Strengthen health information systems at local, district, regional, and national levels to facilitate the collection, analysis, reporting, and presentation of health data at these different levels.

Delivery Mechanisms and Partnerships

DIH

  • Short courses: provided on request as part of building partnerships and as part of ongoing plans for education of health personnel to upgrade skills and knowledge in selected areas.

  • Training Material: training materials are maintained on the DIH website

DDM

  • Develop plans driven by problem identification and solution - data-based solutions defining outcome and impact.

  • Provide integrated training in applied epidemiology, applied management and leadership, economic evaluation, and communication, to improve data use in solving public health problems.

  • Provide supervised application of skills and knowledge to on-the-job problem solving.

  • Strengthen Health Information Systems/Management Information Systems (HIS/MIS) to provide more timely access to essential data from multiple sources.

  • Use a "training of trainers" approach for sustainability.

D-11: United Nations Office for Project Services UNOPS

UNOPS is the project-management services arm of the United Nations. UNOPS manages development projects or provides specialized services, as needed. These services include selecting and hiring project personnel, procuring goods, organizing training, managing financial resources and administering loans.

Themes and Primary Targets

Wide range of themes to reflect UN service requirements.

UNOPS’ clients include members of the UN system, bilateral donors, international financial institutions and developing country governments.

Delivery Mechanisms and Partnerships

Organization and management of fellowship programmes. When a project includes or foresees structured training overseas, UNOPS taps into its database of universities, training institutions, short-term certificate and degree-granting programmes in other countries to find the best and most appropriate services - locally or abroad. Results from 1999: 78 overseas training and fellowship and training programmes in other countries valued at $1.8 million and 92 local training activities valued at $1.2 million.

Organization and management of professional study visits. UNOPS organizes study abroad for groups and individuals interested in learning from-and exchanging experience with-counterparts in government ministries and other institutions in another country. Results from 1999: 39 programmes valued at more than $850 000.

Design and implementation of conferences, workshops and seminars. UNOPS can help other parts of the United Nations system, governments, and private organizations plan, organize and manage events such as international conferences, regional workshops and meetings in virtually any country. UNOPS can handle everything from identifying speakers, locating facilities, arranging travel and getting insurance. Results in 1999: management of 147 events in 47 countries totalling $4 million, involving more than 1 700 participants.

Transfer of Knowledge Through Expatriate Nationals (TOKTEN). UNOPS manages innovative projects that bring expatriates back home to contribute to the development of their country of origin in many professional and technical fields. By volunteering their skills and services in fields ranging from medicine to law, from architecture to agriculture, TOKTEN consultants impart expertise to national counterparts in a familiar language and cultural context. Research shows that TOKTEN initiatives cost up to 70 percent less than hiring international consultants and transfer knowledge more quickly. Results: since 1996, UNOPS has managed 410 missions through TOKTEN projects.

Longstanding relationships with training institutions, expertise in training management, an information-technology infrastructure and an extensive network of professionals enable UNOPS to implement training programmes anywhere in the world and tailor them to the specific needs of each client. UNOPS’ main clients are the UN organizations, more than 150 developing country governments, donor country governments, local and international non governmental organizations, the private sector and educational institutions worldwide.

D-12: Capacity Development in the South Pacific and the Role of the Marine Studies Programme (MSP) at the University of the South Pacific

The MSP was developed in the 1990, with extensive donor support, but particularly from CIDA. The MSP is multi-disciplinary. The strategy is based on a long-term goal to provide a large number graduates at certificate, diploma and undergraduate level with some training and awareness in coastal and ocean resources management. The second goal is to encourage a smaller group of the best graduates to undertake post-graduate degrees, with an emphasis on development of appropriate technical and management skills. Regional and international linkages are considered integral to the success of the MSP. There is increasing use of courses and training by extension. Certificates are provided in tropical fisheries and ocean resources management. Diplomas are provided in tropical fisheries, ocean resources management, and fisheries economics and management. In bachelors degrees, science undergraduates can include up to eight courses focussing on marine topics, and social science students can complete all four courses in the Marine Affairs Programme. At post-graduate level, students may take the post-graduate diploma and the MSc in marine science, the MA in marine affairs, and the PhD in marine studies. Activities also include in-country workshops on ocean resources management, improving the marine-related content of school curricula, upgrading teacher’s skills in marine sciences, and short courses in ocean management issues

D-13: Capacity Development in GEF International Water and Biodiversity Projects

The Global Environment Facility was formally established in October 1991 as a mechanism to provide financial support to activities designed to achieve global environmental benefits in the focal areas of climate changes, biodiversity, international waters and ozone depletion. Approaches to capacity development have focused on technology transfer, training, networking, workshops, equipment supply and information exchange in support of specific project activities, rather than a more systematic investment in activities involving organization change, but initiatives have had a significant impact in building capacity as the national and regional level (Pernetta, 1998).

Box 11: Example of capacity development for ecosystem-based management

One example of a GEF project developing capacity development for ecosystem management of fisheries is the "Aquatic Resources Development, Management and Conservation Studies" of the Fourth Fisheries Project in Bangladesh (2000 - 2004). This project aimed at "conserve globally important wetlands and aquatic related biodiversity in Bangladesh by mainstreaming biodiversity and aquatic ecosystem conservation within the inland and coastal fisheries sector"*. This project component, which is currently still under implementation, is conducting a number of research studies to provide critical information for ecosystem-based management planning. Based on the results of these studies, a series of action plans will be designed to ensure that mainstream sector planning incorporates ecological objectives as well as economic and social goals.

Capacity-building mechanisms have included a mixture of formal in-country and overseas training, together with study tours. A particularly important element of the approach is the monitoring of local research scientists and Department of Fisheries officers by the resident technical assistance team.

*Source: Government of Bangladesh "Project Implementation Plan" for the Fourth Fisheries Project, January 2000.

D-14: UNEP’s Regional Sea Programme

The present Regional Seas Programme includes 14 regions, comprising over 140 coastal States. It was conceived as an action-orientated programme encompassing a comprehensive trans-sectoral approach to marine and coastal areas and to environmental problems, especially pollution (Akiwumi and Melvasalo, 1998). The regional action plans, which are a substantive part of each Regional Seas Programme, are designed to link assessment of the marine environment and the causes of its deterioration with response actions for management and development of the marine and coastal environment. Capacity development using education, training, communication and institution-building, along with the creation of an institutional framework is the backbone through which this is being achieved. The regional action plans promote the parallel development of regional legal agreements. The governing theme in the twenty-first century will be to increase the capacity-building activities throughout the Regional Seas Programme, and economic and social values will have to be taken into greater account (Akiwumi and Melvasalo, 1998).

Appendix E

Requirements for Modern Fisheries Management[13]

Cooperative and stakeholder-based management and research

Ecosystem management

Management under risk and uncertainty

Property rights and allocation

International management

Public environmental objectives

Improving management effectiveness

Improving ocean governance

Litigation


[13] Jodice et al., 2003.

Previous Page Top of Page