September 1998 COFI/99/Inf.11

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FAO

COMMITTEE ON FISHERIES
Twenty-third Session
Rome, Italy, 15-19 February 1999
REPORT OF THE HIGH-LEVEL PANEL OF EXTERNAL EXPERTS IN FISHERIES HELD IN ROME, ITALY,
26-27 JANUARY 1998*


SUMMARY

This document is the final report of the High-Level Panel of External Experts in Fisheries, which was held at FAO Headquarters, Rome (Italy), on 26 and 27 January 1998. Major topics were: the contribution of fisheries to food security in the light of possible future constraints in supply; future challenges in fisheries governance; regional fishery bodies: are there effective alternatives?; partnerships and funding opportunities with other international organizations and donors; and inputs to a proposed FAO Strategic Framework. The summary of the recommendations of the Panel are contained in Appendix D.



* List of High-Level Panel of Experts

John Beddington, Director, Marine Resources Assessment Group, Centre for Environmental Technology, Imperial College of Science and Technology, 48 Prince’s Gardens, London SW7 1NA, United Kingdom

Edgardo Gomez, Director, Marine Science Institute, University of the Philippines, Diliman, Quezon City 3004, Philippines

Alain Laurec, Director, Directorate C, Directorate-General for Fisheries (DG XIV), European Commission, Rue de la Loi 200, B-1049 Brussels, Belgium

H.P.C. Shetty, "Manorama", II Main, Lohithnagar, Mangalore 575006, India

Mohammed Tangi, Directeur des relations internationales de la formation et des affaires juridiques, Ministère des pêches maritimes et de la marine marchande, Rabat, Morocco

Lee Weddig, 15 Old Creek Court, Rockville, MA 20854, USA

Meryl J. Williams (Ms), Director General, International Center for Living Aquatic Resources Management (ICLARM), P.O. Box 2631, 0718 Makati, Metro Manila, Philippines







TABLE OF CONTENTS


INTRODUCTION


OPENING OF THE SESSION


ADOPTION OF THE AGENDA AND TIMETABLE


ELECTION OF OFFICERS


CONTRIBUTION OF FISHERIES TO FOOD SECURITY IN THE LIGHT OF POSSIBLE FUTURE CONSTRAINTS IN SUPPLY


FUTURE CHALLENGES IN FISHERIES GOVERNANCE


REGIONAL FISHERY BODIES: ARE THERE EFFECTIVE ALTERNATIVES?


PARTNERSHIP AND FUNDING OPPORTUNITIES WITH OTHER INTERNATIONAL ORGANIZATIONS AND DONORS


INPUTS TO A PROPOSED FAO STRATEGIC FRAMEWORK


ADOPTION OF THE REPORT



APPENDIXES


A


Agenda

B

List of Documents

C

Panel Views on Inputs to a proposed FAO Strategic Framework

C

Summary of Recommendations




INTRODUCTION

1. The High-Level Panel of External Experts in Fisheries met at FAO Headquarters in Rome on 26 and 27 January 1998. Seven Experts participated in the Panel. The list of documents placed before the Panel is in Appendix B.

OPENING OF THE SESSION

2. The Director-General of FAO, Dr Jacques Diouf, opened the meeting. He made note of the importance of securing independent advice as a means of enhancing the work of the Fisheries Department and thanked the Experts for their willingness to participate in the work of the Panel. Among other matters Dr Diouf referred to issues such as the need to secure sustainability in capture fisheries, the strengthening of aquaculture, the problem of fleet over-capacity, appropriate legal frameworks for fisheries, future implications for fishing in international rivers and lakes, eco-labelling and the role of fisheries and aquaculture in FAO’s Special Programme on Food Security.

ADOPTION OF THE AGENDA AND TIMETABLE

3. The Panel adopted the Agenda as shown in Appendix A.

ELECTION OF OFFICERS

4. Ms Meryl Williams was unanimously elected Chairperson of the meeting.

CONTRIBUTION OF FISHERIES TO FOOD SECURITY IN THE LIGHT OF POSSIBLE FUTURE CONSTRAINTS IN SUPPLY

5. The Panel discussed the contribution of fisheries to food security concentrating on supply issues and on fish producing countries which were potentially vulnerable to food insecurity.

6. It was noted that the supply and demand for fish varied greatly between regions and that the issue of food security should be considered in the context of food supplies in general rather than in isolation from the larger issues of food security. Such issues could include population growth rates projected for each area. As an example, one Panel member drew attention to the high population growth rates projected for Sub-Saharan Africa which would lead to a doubling of the population by 2020 and consequent large increase in demand for fish.

7. In relation to the contribution of fish to food security, the Panel made the distinction between "fish for food" and "fish for funds", both of which contributed to food security. Countries may have a choice: for example, should particular fish be exploited primarily as a source of local food fish supplies or as a source of revenue (foreign exchange) for the individual or the country?

8. One Panel member suggested that FAO conduct a case study on this issue, possibly using the case of shrimp trawling. What would be the net benefit to the country and the communities concerned if shrimp trawling was not carried out, and presumably, the immature fish caught in shrimp trawls left unharmed, possibly producing increased yields in other fisheries?

9. One Panel member suggested that FAO might make it a task to assemble, as in case studies, relevant information on household and fish consumption in rural communities with a view to generalizing the information requirements for assessing strategies addressed to food security issues.

Fish for food

10. In discussing "fish for food" the Panel noted the present limitations in supply and opportunities for increasing supply:

It was noted that as a general rule, irrespective of the source of fish, effective supply to households experiencing food insecurity was constrained by the fact that demand for some species pushed prices up to levels where they could not be accessed by the poorer sections of the population.

11. The Panel noted that reducing access to fish made some groups more vulnerable to food insecurity than other groups. Among the more susceptible were:

12. In considering the possibilities for improving food security through increased supplies from natural fish stocks the Panel noted:

13. In the course of reviewing the contributions of natural and other stocks to food security, it was recommended that FAO:

14. The Panel noted the rapid growth of aquaculture, particularly in Asia, as a source of increased fish supplies. Aquaculture now represented about 20 percent of total fish production and would likely represent 30 percent by 2010.

15. Notwithstanding the growth of aquaculture generally, the Panel noted that:

16. With respect to the contribution of aquaculture to food security, the Panel recommended that FAO study the constraints to small-scale aquaculture production, particularly in Africa, and suggest how these constraints can be removed. In the African context the Panel noted that stock enhancement in small and larger water bodies may suffer from fewer constraints than farm pond aquaculture production, but its successful application is likely to involve different socio-economic issues.

Fish for funds

17. Under this issue the Panel noted the following needs:

FUTURE CHALLENGES IN FISHERIES GOVERNANCE

18. The Panel considered the issue of fisheries governance and recognized the challenges in achieving good governance at the international, regional, national and local levels. Many of those involved, including government fisheries managers, lacked the knowledge and capacity to undertake the complex tasks involved. In addition, even well trained and knowledgeable parties were continually challenged to determine fisheries management policies and actions which were effective for stock conservation, made economic sense and were equitable.

19. Among FAO’s major international policy outputs aimed to improve fisheries governance, the Panel stressed the importance of the Code of Conduct for Responsible Fisheries, adopted by the FAO Conference in October 1995. The Code and its guidelines were technically credible to fisheries experts and readable to non-experts. They are directed toward all States, fishing entities, international organizations, non governmental organizations (NGOs) and all persons concerned with the conservation of fishery resources management and development of fisheries.

20. The Panel considered that a priority for FAO was to ensure that the Code and its guidelines be effectively implemented starting with their wide dissemination and translation into official languages. Efforts should be made to highlight and implement major provisions such as those that prohibit fishing unless specifically allowed i.e., it is no longer a given right for all to go fishing. The Panel discussed ways in which FAO could further encourage improved fisheries governance.

21. The Panel supports FAO efforts at:

22. The Panel discussed possible ways in which FAO could assess the performance of fisheries governance regimes and improve the capacity of personnel involved, noting that the Organization presently produced biennial scorecards on the status of fish stocks and was frequently called upon by countries to evaluate management performance on a bilateral basis. Whereas FAO could not act as an accreditation body on fisheries governance, it could facilitate the many actors in developing objective policy frameworks and performance criteria for their particular subsectors. One successful recent example was FAO’s work on principles for sustainable shrimp farming. This has been agreed among countries under FAO’s leadership and, appropriately, much of the technical development was undertaken by concerned industry representatives.

23. Panel members differed in their views, however, as to how prescriptive FAO should be in recommending governance mechanism. Some felt that FAO should take a strong stand on what it considers right whereas others felt that FAO should be careful in its recommendations, promoting rather the advantage and disadvantage of certain governance approaches, e.g. market instruments, and highlighting the conditions and situation in which the advantages were most likely to apply.

24. The Panel recommended that:

REGIONAL FISHERY BODIES: Are there Effective Alternatives?

25. The Panel noted that there were over thirty regional fishery bodies (RFBs) currently operating worldwide, and that the bodies fell into two main categories: ten RFBs established under the FAO Constitution (FAO bodies) and 24 RFBs or arrangements established under international agreements or conventions between three or more Contracting Parties (non-FAO bodies). Within these two categories, some of the bodies such as the International Council for the Exploration of the Sea (ICES) laid emphasis on the gathering of scientific information and the promotion of scientific collaboration; others, (e.g. the Fishery Committee for the Eastern Central Atlantic) had basically advisory powers, in addition to regulatory powers with respect to conservation and management. Other bodies, particularly those established after the adoption of the 1982 United Nations Convention on the Law of the Sea, (e.g. the Indian Ocean Tuna Commission) had clear management functions.

26. The Panel recognized that RFBs were essential in reinforcing regional cooperation and that recent events concerning the conservation and management of fisheries required that these bodies be strengthened to cope with new and additional responsibilities, including the provisions of Agenda 21, the UN Fish Stocks Agreement, and the Code.

27. The Panel expressed the opinion that the last 30 years were essential to collect information and gain experience on the functioning of RFBs and that the next ten years would be to implement and enforce decisions so that world fisheries resources could be exploited and utilized in a responsible manner.

28. The Panel further considered some basic differences between FAO and non-FAO bodies and remarked that the performance and effectiveness of both types of bodies were hampered by several factors. The most salient factors of RFBs included:

29. The Panel cautioned against RFBs becoming too involved with socio-economic matters as such involvement could impinge on national sovereignty.

30. The Panel also recognized the potential contribution of NGOs of all types to the operation of RFBs by providing expertise and in creating awareness on specific issues. The Panel noted that early consultation with all stakeholders was usually beneficial in resolving conflicts and in consensus building.

31. The Panel acknowledged that the work of FAO RFBs was coordinated at the global level through the Committee on Fisheries (COFI), which provided the central framework for collaboration. However, the Panel regretted that no practical links existed between COFI and non-FAO RFBs.

32. The Panel agreed that, in spite of their shortcomings, RFBs still represented the best option for regional management and that, for the majority of the existing bodies, there have been perceptibly significant improvements in performance during the last decade. It appeared that RFBs had developed better capacities through time. The Panel suggested that:

33. The Panel endorsed the recommendation of the Twenty-second Session of COFI and the Twenty-ninth Session of the FAO Conference that FAO bodies should be reviewed and evaluated in depth by their members to determine what measures might be taken to facilitate the strengthening of each body, as appropriate.

34. The Panel recommended that:

PARTNERSHIP AND FUNDING OPPORTUNITIES WITH OTHER INTERNATIONAL ORGANIZATIONS AND DONORS

35 The Chairperson noted that the paper on this topic described the wide range of current partnership arrangements involving the FAO Fisheries Department. She noted that with development assistance from traditional ODA sources declining, it would be essential to find new partners if the level of fisheries programme activity was to be maintained. It was FAO’s intention to seek new funding sources including the private sector, and to extend cooperation with NGOs. She invited the Panel to focus on opportunities for developing new partnerships, particularly with the private sector.

36. It was suggested that two areas of FAO's fisheries programme which were strong and worthy of development through further partnerships were:

37 It was noted that the list of current partnership activities was impressive in its number and scope. Strategies for creating new partnerships would not need to be developed from scratch, but rather should be built on the existing sound foundations. It was suggested that the future priority activity for FAO should be facilitating cooperation in exchanging expertise within regions (rather than transplanting it from developed countries) so as to develop and maintain human capital. The second priority should be to provide access to information. FAO also needed to consider how to be more efficient and to ensure that work was shared with partners rather than duplicated.

38. Although the current partnership activities cover a wide range of topics, there were some gaps which offered new opportunities. One example was the tourist industry which had a large, and usually unrecognized, impact on fisheries. It was believed that there were opportunities for obtaining funding through new partnerships, but that these could only be established by developing sound project proposals which are also well presented. NGOs had demonstrated that funds could be raised for such projects which commanded public attention. One such subject, which might well attract NGO partnership funding, was fisheries governance.

39. There were some constraints to developing partnerships with the private sector. One was that the private sector may wish to obtain profits through sales of products which have been developed using data provided free to FAO by countries. Another was that companies were more interested in local issues which specifically impacted on their business in the short term rather than in broader international issues which had a long-term impact. One way of overcoming these problems might be to encourage companies to participate in partnerships with FAO as responsible "global citizens" rather than for direct profit, thus enhancing the company's reputation and profile.

40. Other potential partners for FAO were academic institutions which might allow highly expert staff to work at FAO on sabbatical on specific projects for several months. The academic staff would benefit from contact with the wide range of technical expertise at FAO while contributing their expertise at little or no cost to FAO.

41. It was concluded that the development of new partnerships would require clear "bankable" projects which were well-presented. A wider range of private sector candidates needed to be considered (e.g. tourism and its impact on fisheries) and water-polluting industries should be particularly encouraged to participate. FAO should build on its strengths such as information dissemination and data-rich atlases and databases. Priorities need to be set and presented to potential partners. To this end, FAO needed to develop a clear strategy for partnerships and funding which would protect FAO's dissemination rights for information provided by countries. The motive most likely to secure private sector participation was to project a public image of responsible sponsorship as a "global citizen".

42. Future strategic partnerships would need to be broader than previously, to match the more complex issue being addressed. FAO could benefit from links with strategic research (e.g. on the consequences of ballast water discharge and the prediction of algal blooms or multispecies ecosystem issues). Partnerships with centres of excellence could complement FAO's extensive technical expertise with innovative academic thinking, and thus be mutually beneficial. Some partnerships may best be undertaken on a regional rather than global basis, but they should nevertheless focus on major issues. For example, new and more effective means of monitoring and enforcing fisheries management regulations was becoming a major issue which would concern all RFBs. Through its partnerships, FAO should seek to promote effective inter-regional cooperation in fisheries and aquaculture and to coordinate its international cooperation with other agencies undertaking similar or related work.

43. It must be recognized that FAO's mandate also included subjects which were not likely to attract partnership funding but which were nevertheless essential. Funding for these would have to come from traditional sources.

44. The Panel recommended that FAO develop a partnership based funds mobilization strategy to enable the Organization to support and enhance its capacity to deliver its vital fisheries mission. This strategy could involve, but not be restricted to:

INPUTS TO A PROPOSED FAO STRATEGIC FRAMEWORK

45. The views of the Panel on this item are contained in Appendix C.

ADOPTION OF THE REPORT

46. The report was adopted on 27 January 1998.




APPENDIX A

Agenda

1. Opening of the Session

2. Adoption of the agenda and timetable

3. Election of Officers

4. Contribution of fisheries to food security in the light of possible future constraints in supply

5. Future challenges in fisheries governance

6. Regional fishery bodies: Are there effective alternatives?

7. Partnership and funding opportunities with other international organizations and donors

8. Inputs to a proposed FAO Strategic Framework:

9. Adoption of the report




APPENDIX B

List of Documents

FI/HLP/98/1

Agenda and Timetable

2

Contributions of fisheries to food security in the light of possible future constraints in supply

3

Future challenges in fisheries governance

4

Regional fishery bodies: Are there effective alternatives?

5

Partnership and funding opportunities with other international organizations and donors

FI/HLP/98/Inf.1

List of Documents

Inf.2

List of Experts




APPENDIX C

Panel Views on Inputs to a Proposed FAO Strategic Framework

The Panel considered long-term global fisheries developments and FAO's role in connection with the proposed FAO Strategic Framework. The Panel believed that the following aspects would influence the future work of FAO in fisheries and aquaculture:




APPENDIX D

Summary of Recommendations

Contribution of fisheries to food security in the light of possible future constraints in supply

The Panel recommended that FAO:

The Panel recommended that FAO study the constraints to small-scale aquaculture production, particularly in Africa, and suggest how these constraints can be removed. In the African context the Panel noted that stock enhancement in small and larger water bodies may suffer from fewer constraints than farm pond aquaculture production, but its successful application is likely to involve different socio-economic issues. (para. 16 of the report).

Future challenges in fisheries governance

The Panel recommended that FAO:

Regional fishery bodies: Are there effective alternatives?

The Panel recommended that:

Partnership and funding opportunities with other international organizations and donors

The Panel recommended that FAO develop a partnership based funds mobilization strategy to enable the Organization to support and enhance its capacity to deliver its vital fisheries mission. This strategy could involve, but not be restricted to: