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2. Contemporary regional issues

This section deals with the issues currently facing the sectors, and that have been addressed by APFIC in the last biennium. In Asian inland waters, most fisheries are small-scale activities where the catch per capita is relatively small and used mainly for subsistence purposes. There are some notable exceptions, e.g. where there are fishing concessions such as the "fishing lots" and the dai or bag net fisheries of Cambodia, the fishing inns of Myanmar and reservoir marketing concessions. The lack of accurate reporting of small-scale fisheries operations makes it difficult to describe their status, but it is generally felt that they are under considerable pressure from loss and degradation of habitat as well as overfishing. There are consistent reports of declining catch and declining catch per unit effort. The size and quality of landings from inland capture fisheries is also generally declining. There are a few places where fisheries enhancements and restocking may be contributing to increased catch (such as enhanced reservoir and lake fisheries, or some of the fishing inns in Myanmar), however these are relatively limited volumes when placed against the total production from inland waters.

In marine waters there has been a significant shift in the perception of what the important issues are. After a long period of heavily emphasizing increasing fishing effort and production, there is now an apparent growing realization that we have entered an era where there is an urgent need for improved fisheries management. The two chief targets of this are identified as the need to reduce fishing capacity in coastal and nearshore fisheries and to tackle the extensive problem of IUU fishing. The trend of decentralization of government in many countries, including in the management of natural resources, is also challenging institutions and ways of working, offering opportunities for more effective local management (so called co-management systems). This is set within a broader problem of lack of resources and experience as to how to start up the significant task of empowering and mobilizing resource users to take advantage of the opportunities presented by these changes.

In aquaculture there are clear challenges to meet the growing demand for fish and this can be translated into opportunity if the conditions are right. It is not a straightforward process as feed and fuel prices are spiraling upwards and the demands for land and water in the region make finding suitable sites for aquaculture increasingly difficult. Mariculture offers great opportunities if the challenge of constrained marine-based feeds can be overcome. The environmental restrictions on aquaculture also require more innovative efforts to produce products that are acceptable to markets that are increasingly sensitized to production practices and methods. Certification and branding of aquaculture products have seen rapid gains in the past two years and these are now clearly becoming major areas of interest for accessing marketing chains, especially for export markets.

2.1 Inland fisheries – food security and data requirements

The inland fisheries in Asia and the Pacific region, and especially in Southeast Asia, are increasingly being recognized as very important for food security and the livelihoods of poor people in rural areas.10 In the rural areas, almost all households, regardless of whether they are farmers or fishers, engage in fishing or collecting aquatic organisms at some time of the year. In cultural terms, aquatic resources also mean more than a mere source of income or food supply as they often play a central role in traditional dishes and food of the region and even in festivals where these enormous inland fisheries resources exist.

Furthermore, the high population density in Asia makes the per capita availability of freshwater the lowest in the world. Hence, there is a high demand for and competing uses of freshwater which have a major impact on fisheries. In this region, most inland fisheries are small-scale activities where the catch per craft (or catch per capita) is relatively small and the catch more often than not is disposed of on the same day. The main exceptions are the industrialized fisheries concessions in the lower Mekong Basin such as the "fishing lots" and the dai fisheries in the Tonle Sap of Cambodia and on some of the large rivers and the fishing inns of Myanmar.

Unfortunately, inland fisheries are often poorly recognized and given low priority by governments, since they are not a visible part of income generation and staple food production. There is an urgent need for information that adequately reflects these realities. A recent review of current fisheries statistics in Southeast Asia highlighted that there were serious discrepancies between the current statistics and the reality.11 One reason for these discrepancies is that the involvement of millions of rural people in small-scale activities is not included in most current national statistics.

Data requirements

Part of the problem is the undervaluation of inland fisheries as a food resource, especially for rural people. In the official country statistics, the inland catch is systematically underreported and hence the marine catch appears to be more important for the domestic food security of the country. Inland fish are also usually not as highly priced as marine fish, mainly because of the lower catch and fuel costs, and the tendency to be landed in a diffuse manner (unlike marine capture which might be landed at a port) and hence don't draw so much attention. In combination, these facts add up to the fact that in many countries inland fisheries may be more important than marine fisheries from a food security or nutritional perspective. Moreover, in calculations of domestic protein supply, which is a frequently cited FAO calculation, this gives a distorted picture. That this is unrecognized has meant that interest in managing these resources has been low or non-existent.

China and other developing countries accounted for 94.5 percent of the global inland catches in 2004 as reported by FAO.12 In 2006 the figure was 90.6 percent, with China being the biggest producer followed by Bangladesh and India. Furthermore, the lack of inclusion of recreational catches and the fact that many countries still encounter great difficulties in managing and funding the collection of inland capture statistics are highlighted as major problems by FAO. In addition, the very poor species breakdown reported by many countries risks bias trend analysis by species or species groups of the inland catch data. In 2006, global inland catches classified as "freshwater fishes not elsewhere included"13 again exceeded 50 percent (57.2 percent) of the total, and about 74 percent in Asia and the Pacific region. A most worrying trend is that these figures are actually increasing both globally and in the region. As most fisheries management schemes require species level data to function optimally, the fact that they are unavailable is a major obstacle for successful inland fisheries management. Consequently, in countries where inland fisheries are significant for food security and economic development, as in Asia, the mismanagement of inland fisheries could lead to economic losses far greater than the expenditures needed to improve significantly the quality and detail of inland catch statistics.14

There have been two major increases in the Southeast Asia regional inland capture fisheries statistics in the last 15 years, namely in Cambodia and in Myanmar (Figure 2). Part of the rapid increase in these two countries probably can be explained by improved reporting of fisheries statistics. Hence, over that last 15 years the trend is that production has been stable in Southeast Asia. We can also interpret this as suggesting that inland fisheries are not being measured and thus estimates are not varying from year to year. We do know that inland fisheries are highly sensitive to the rainfall and flooding-monsoon seasons and that these vary between years thus giving clear fluctuations in catch between years that are rarely reflected in national statistical reporting.

APFIC RECOMMENDATION

MEMBER COUNTRIES SHOULD ATTEMPT TO DERIVE MORE SUBSTANTIVE INFORMATION REGARDING WHETHER THE GENERAL TRENDS IN INLAND FISHERIES CATCHES ARE INCREASING OR DECREASING.

Additionally, a recent estimation of Thailand's inland capture fisheries production came up with the figure 1.0 million tonnes for the current production, compared to 0.2 million tonnes reported earlier15. Hence, it can be expected that Thailand will revise its official statistics for inland capture production in the coming years. Again, although probably a few years away, this jump in the statistics does not reflect a real increase in production, but really just reflects an improvement/change in how the statistics are collected.

There is therefore no room for complacency about inland fisheries. In reality we are not seeing a major trend of increasing production from the inland fisheries, but more a general revision upward to what the fisheries are actually producing. The real trend may well be a decline, as we know that inland fisheries, although quite robust (in terms of total production) when faced with increasing fishing effort, are very sensitive to environmental changes. Water flow modification, river training, wetland conversion and floodplain developments, agricultural transformations all have subtle or even dramatic effects on the behaviour of inland fisheries and can result in sudden and significant changes in the quality and quantity of the fish catches.


Figure 2 Trend in the reported inland capture fisheries in Southeast Asia during the last 20 years of inland capture fisheries (thousand tonnes).

A critical starting point is to estimate the actual production of the fisheries. One way has been to look at consumption figures and back calculate this into what actually has been caught.16 This helps us know the yield of the fishery and in this specific case the underreporting by official statistics of actual catch. The Mekong River Commission has used this method to estimate the production in the Mekong Basin and concluded it was four times higher (on average) than officially reported. These revised estimates have implications for official statistics, since once they are more formally reflected in officially submitted statistics, the increased values will reflect the change in the collection methodology and not represent a real production increase. Nevertheless, all these historical and tentative revisions highlight the importance of inland capture fisheries for food security and rural livelihoods.

APFIC — A REGIONAL CHALLENGE

IF THE PROBLEM IS THAT INLAND FISHERIES ARE UNRECOGNIZED FOR THEIR CRITICAL ROLE AND IMPORTANCE TO FOOD SECURITY, HOW CAN THIS BE CORRECTED?

Aggregated production statistics are useful in highlighting the role and importance of inland fisheries to the economy and food security. They are not particularly useful for management decision-making. A critical challenge is how to get the right information to manage these fisheries. The small diffuse and high participatory fisheries of Southeast Asia can, by their nature, not be measured by traditional information gathering systems. Traditional information gathering systems that require a specific landing place and possibly registration by fisher/fishery/ or gear simply does not catch the high number of low-level and dispersed fishers. However, management actions and decisions relating to the management of the fishery cannot be undertaken without such information.

A recently concluded FAO project (AQUIIF) with several case studies on inland fisheries in the region, used alternative methods to generate information about inland fisheries. Although different approaches were used, a common feature of all was that the methods explored in the project focused on people, institutions and the link between fish, people, organizations and the ecosystem. The project concluded that it is important to look outwards from the fishery sector to engage with other stakeholders in aquatic resources management. In fact, this was probably the most important feature for management. These other non-fishery sectors include environmental stakeholders and also those involved in basin and flood plain management, flood management and stakeholders whose actions affect connectivity (as for example road planning, drainage, river training). A specific example in road planning could be how many culverts to use per kilometre of newly developed road to try to maintain connectivity between the floodplain and the river. Other areas of interest are the deliberate retention of water bodies within a drained system to sustain some re-recruitment to the fishery.

When we look at this expanded view of fisheries management it is clear that the information needs go far beyond simple information about the fishery resource production. The use of the ecosystem approach to fisheries management17 is intended to ensure the inclusion of all stakeholders in the management of aquatic biological systems. To date, the application of the ecosystems approach in an FAO context has only been applied to marine ecosystems.18 When it comes to inland fisheries there may actually be more examples of the application of the ecosystem approach, although often referred to under different names. The closest resemblance is probably integrated river basin management (IRBM)19 which also focuses on the inter-sectoral interactions with respect to water. IRBM "is the process of coordinating conservation, management and development of water, land and related resources across sectors within a given river basin, in order to maximize the economic and social benefits derived from water resources in an equitable manner while preserving and, where necessary, restoring freshwater ecosystems."20 The main difference here is that the ecosystem approach to fisheries management focuses on the management of fisheries, whereas basin management, watershed management etc. uses water as the principle focus. New approaches place fisheries, biodiversity and living resources at the centre of the planning process since these resources are excellent indicators of the health and integrity of the environment (e.g. European Union water framework directive).

Information generation needs to focus on the information needs for management. This information will be of a wide variety of types covering resources, value, use and human and sectoral interactions. The process of using information needs to be changed. It is not adequate to simply print and publish data expecting it to be utilized. There is the need to communicate the meaning of the information and put it into the broader context. This requires clear engagement of the fishery sector in broader planning initiatives and the recognition of the services that are delivered by the fishery. Some key steps in this process are:

Importance of fisheries in the Lower Mekong Basin (LMB)

The fisheries in the Mekong River are immense, even by world standards. Recent studies have shown that the yield from the fisheries and aquaculture (including aquatic animals other than fish) is between 2 to 3 million tonnes per annum. To put some perspective on that figure, the capture fishery yield from the Mekong is approximately 2 percent of the total world marine and freshwater capture fishery.

Extrapolation from average prices for capture and aquaculture product gives a first sale value for the fishery of at least US$2 000 million. This figure is very conservative and probably an underestimate because of the increasing price of fish and the rapid expansion of aquaculture in the Mekong delta in Viet Nam in the last few years. The multiplier effect of trade in fisheries products would increase the value of the fishery markedly.

There are about 1 000 species of fish in the Mekong freshwater system, with many more marine migrants occasionally entering freshwaters. In terms of fish biodiversity, the Amazon River contains the most fish species of any river in the world, but the Mekong probably ranks second along with the Zaire River. The Mekong has more families of fishes than any other river system. About 120 fish species are regularly traded.

The fisheries are nutritionally important for the people of the LMB. Fish are the primary source of animal protein, and a major supplier of several micronutrients, notably calcium and vitamin A. Consumption of fishery products is about 46 kg/person/year as fresh-fish-equivalent, or 34 kg/person/year as actual consumption. There are no readily available foods to substitute for fish in the diets of people in the LMB. Hence, fisheries are extremely important for food security.

The bulk of the production comes from the river fishery, which is a renewable resource, available every year, unlike other natural resource industries like mining and petroleum. In addition, relatively little capital input is required in the river fishery to generate the product when compared to other natural resource or manufacturing industries.

Maintenance of the flood pulse and migration routes is fundamentally important for the health of the fisheries. The annual flood inundates vast areas of wetlands, creating highly productive fisheries habitats. The receding waters facilitate capture of the fish, some species of which are undergoing annual migrations to spawning grounds up-river. Many of the important commercial species (63 percent of the catch in the Cambodian river fishery) migrate long distances between spawning and nursery/feeding grounds. Barriers to migration, for instance irrigation weirs and hydropower dams, have severe impacts on the survival of the highly migratory species, and thus on fisheries productivity.

The LMB is home to approximately 60 million people. The increase in population places huge pressures on the fishery, both directly through increased fishing pressure and habitat loss, and indirectly through modification of water quality and quantity. Most fisheries in the LMB are under some form of community management and regulation. However, access for subsistence and income by an increasingly young, landless and unskilled population is largely unrestricted.

From a fisheries perspective, the Mekong is not just another river. It is immensely important for the livelihoods of people of the LMB, particularly in terms of its vast fisheries resources. Management agencies face difficult decisions in balancing the needs for development (for instance hydropower dams with their focused income streams and easily recognized benefits) with maintenance of fisheries (which are a form of traditional, communal wealth with generalized benefits that are not readily appreciated).

Table 4 Fish consumption in selected Mekong River areas, based on populations in the year 2000 (kg/capita/year as actual consumption)

Cambodia

Lao PDR

Thailand

Viet Nam

Total

Inland fish

32.3

24.5

24.9

34.5

29.3

Other aquatic animals (OAAs)

4.5

4.1

4.2

4.5

4.3

Total inland fish and OAAs

36.8

28.6

29.0

39.0

33.7

Estimated consumption (tonnes/year as fresh whole animal equivalents) of inland fish and other aquatic animals Inland fish

481 537

167 922

720 501

692 118

2 062 077

Other aquatic animals (OAAs)

105 467

40 581

190 984

160 705

497 737

Total inland fish and OAAs

587 004

208 503

911 485

852 823

2 559 815

The total tonnage of fish consumed in the LMB is a surrogate measure of yield in the LMB. However, the consumption figures for each country are not indicative of the yields within the countries as they do not account for the trade of fisheries products between countries.21

2.2 Marine fisheries policy: marine protected areas, IUU fishing and capacity

Marine protected areas as a tool for fisheries management: promises and limitations22

The notion that marine protected areas (MPAs) are a useful tool for fisheries management has developed over the last 15 to 20 years. Although MPAs may have clear benefits as a management tool, without broader fishery management measures and without being integrated in a wider management environment their use remains questionable. However, it is apparent that MPAs are part of a strong belief system with a steadily growing number of adherents both inside and outside the marine and fisheries science communities.


Map C Blue dots represent MPAs as recorded in a global database (2005)23

Real or assumed failures of conventional fisheries management approaches and the fashionable, but probably misunderstood and therefore distorted, understanding of ecosystem approaches to fisheries management have led to a growing emphasis on the role of MPAs as an appropriate and effective fisheries management tool. This section seeks to challenge the assumption that fisheries management requires MPAs. This will be done by questioning what MPAs can actually do and what they cannot do and what benefits they produce, where and for whom. More specifically we ask:

Arguments for establishing MPAs for fisheries management

The faith in MPAs as a suitable fisheries management tool is founded on a handful of arguments that challenge the wisdom of conventional fisheries management approaches. It is argued that conventional fisheries management, with its focus on single species and maximum sustainable yield, is incapable of dealing with the complexities of marine ecosystems and food webs. MPAs are suggested as an alternative that seeks to protect these complex and unpredictable systems and to provide the organisms living within them with refuges in which they are safe from human exploitation.

Box 1 A note about MPA terminology:

"Marine protected area" is usually understood to be a generic term that describes various forms and levels of protection of a marine water body. Definitions abound, and various terms are being used to describe different types of MPAs: marine park, sanctuary, conservation zone, closed area, marine reserves. For the sake of argument, in this report we use the term MPA for marine areas that are fully closed to any activities that extract animals and plants or modify habitats. Such strictly closed areas often constitute the core of wider and more generic MPAs and are assumed to generate far higher biological benefits as they provide more comprehensive levels of protection.

Modelling of the biological benefits of MPAs clearly shows how the removal of human activity from an ecosystem results in some immediate benefits and then a series of longer term changes that see the ecosystem restore itself to a new equilibrium, with higher biological diversity and increased abundance. The assumptions are that with these gains inside the MPA, there are concomitant impacts on a broader area. The benefits within the MPA are seen to be the opening up of new opportunities for "non- extractive" type activities that are based on the "natural value", the most obvious being the potential for tourism and tourism-related activities (diving etc.) Based on this model, proponents of MPAs are quick to point out the benefits of MPAs for fisheries. The predictions of the model have been confirmed by numerous case studies around the world, confirming that marine areas closed to fishing have the potential to produce huge biological gains within the protected area.

Biological benefits within MPAs

Summarizing some research findings from around the world, PISCO's24. The science of marine reserves seeks to dispel any reservations about the biological gains that can be achieved within, what they call, a marine reserve. A global review of studies of 124 of such marine reserves revealed that fishes, invertebrates, and seaweeds had the following average increases inside marine reserves:


Figure 3 Biological gains within MPAs


Figure 4 Biological gains in tropical and temperate MPAs

The researchers maintain that "[h]eavily fished species often showed the most dramatic increases. Some fished species had more than 1 000 percent higher biomass or density inside marine reserves." A comparison of increases in biomass and density between tropical and temperate marine reserves showed that MPAs in temperate waters have slightly higher average gains than tropical areas.

These differences between temperate and tropical areas are one of the many examples showing that there are variations between different reserves in different locations. Although the overall biological impacts of closing an area are positive, case studies of fish sanctuaries in the Philippines for instance show significant variations in how various fish species react differently within the same area. These studies also clearly show that the success of an MPA in terms of generating biological gains within the closed area are dependent on several local factors, of which size, enforcement and fishing effort outside the area seem to be the most important.

Benefits outside the protected area

Whereas the benefits inside a closed area are clear and rather obvious, the question of how this closure benefits the wider fishery and those that rely on it is less obvious. One of the principal assumptions of the wider benefit of closed areas is that the fishery resources within the area will disperse or "seed" into the surrounding areas, thus benefiting fishers and other resource users. This is because the MPA boundaries are not physical and fish can move in and out of the area. This "spillover effect" from marine reserves has often been used as an argument to convince fishing communities and fishery managers that the establishment of MPAs is in their own best interest. Because of such spillover effects, MPAs have been compared with "fish banks", with the fish inside the MPA being the "principal" that produces the "interest", i.e. the fish that swims out of the MPA area that can be used by the fishers.

Though such spillover effects are less well documented than the biological gains inside the area, there are some studies that confirm significant dispersal rates for various fish species and other marine organisms. Several studies from the Philippines confirm an increase in catch rates in areas surrounding the protected area; these fishing gains, however, decrease with increasing distance from the area. As such increases have also been observed in comparable control areas, where there is no MPA, it is actually difficult to establish a causal relationship between a protected area and gains in fisheries. The evidence for such fishing benefits of MPAs mostly comes from interviews with fishers who were fishing in these areas; observed improvement of catches may well be caused by the general decrease of destructive fishing methods like fishing with explosives and cyanide.


Figure 5 Effect of fishing ground closure on biological gains inside and outside a protected area

As most of the available studies on MPAs focus on biological impacts and not on socio-economic benefits, there are only a few documented examples of fishery gains that support the overwhelming opinion of MPA benefits to a fishery. Of special interest in this context would be the cost and benefit distribution of the area across local communities and fishers. The few available studies show that, not surprisingly, fishers close to the protected area receive greater benefits than those further away. Studies in the Philippines show that the biological gains generated by MPAs often are insufficient to create economic benefits that would provide adequate incentives for local fishers and communities to maintain and manage the area and would enable responsible agencies to effectively enforce the closure. Benefits in other coastal sectors such as tourism, can be significant, but often do not reach local fishing communities. On the contrary, the establishment of pro-tected areas often is promoted by tourism interests, which create conflicts with local fishers who do not want their fishing grounds to be closed.


Figure 6 Gain and subsequent reduction in fisheries benefits with increasing area closure

Such irregular distribution of revenues and the direct benefits to local fishers and communities are among the main reasons why out of more than 439 MPAs in the Philippines only 44 seemed to be working and were well managed. Another reason is the size of the protected areas: many of these so-called fish sanctuaries that were established during the 1990s are too small to have any significant impact.

Size does matter

To produce significant biological gains both inside and outside the protected area, it has to be quite large. Many of the closed areas established and studied in the Philippines are smaller than 20 hectares. It is clear that as reserve size increases, more species will be protected; biomass, density and diversity will increase to the point of "carrying capacity" of the area (Figure 5). With this increase, the potential fisheries benefit from recruitment and spillover will also increase.

However, after a certain point, the reserve becomes so large that spillover and export no longer offset the losses to fisheries resulting from the reduction in fishing grounds (Figure 6).

Case studies of such small protected areas often show similar results of biological and fishing benefits for protected areas and non-protected control areas; both positive and negative biological impacts have been observed, i.e. some of the protected areas failed to build up biomass or density of fish populations; in other areas, similar biological gains were observed inside the protected area and outside.

MPAs versus conventional approaches to fisheries management

It was concluded that the benefits to biological diversity and biomass inside the closed areas and the leakage and fisheries benefits outside were dependent on several factors. The overall size of the protected area had an effect, but, more importantly, the prevalent fishing rules and regulations in the areas studied were also shown to be important factors. These studies show that the closure of a fishing ground or part of it, does not address one of the root causes of overfishing and declining fish populations, namely excess fishing capacity and effort. In fact, a protected area that is successful in generating significant biological gains beyond its boundaries may actually stimulate an increase in fishing effort within the remaining fishing grounds.

If capacity and effort are not regulated, harvesting pressure outside and especially along the boundaries of the MPA will increase and spillover benefits will be quickly dissipated. Certainly, the equity issues in who benefits from the closed areas will become more questionable as benefits in the immediate vicinity may greatly outweigh benefits, or even declines in fishing opportunity, farther from a closed area. As the fishing area is reduced, the increased competition and effort by fishers to capitalize on the benefits generated by the MPA may tempt fishermen to adopt new fishing practices that yield higher private return under the new MPA constraints; this also could increase the amount of habitat destruction in the remaining fishable water, thus negating most or all of the positive benefits of the MPA.

MPAs as part of an ecosystem approach to fisheries management

Experiences with MPAs from around the world clearly demonstrate their value as conservation tools. However, their actual value for fisheries is much less clear. Most of the studies of marine reserves and fish sanctuaries that address the issue of fisheries benefits from MPAs conclude that MPAs are not a panacea for solving fishery problems.

APFIC RECOMMENDATION

EXPERIENCES WITH MPAS FROM AROUND THE WORLD CLEARLY DEMONSTRATE THEIR VALUE AS A CONSERVATION TOOL, BUT LESS CLEARLY THEIR VALUE AS A FISHERY MANAGEMENT TOOL. IT IS SUGGESTED THAT STATES REVIEW MPAS MORE RIGOROUSLY AS TO THEIR SCALES AND CONTRIBUTIONS TO FISHERIES MANAGEMENT.

MPAs do not address the most urgent issue of overfishing caused by excess fishing capacity and effort. MPAs do reduce and probably stop fishing effort in specified areas, but may induce increased effort outside. From a systems perspective to fisheries and marine resources management, it is obvious that MPAs alone are not sufficient to protect marine ecosystems and critical coastal habitats from fishing and other activities taking place outside an MPA. It is also clear that poorly planned or overlarge MPAs may negatively impact fishers' livelihoods.

To be effective, MPAs need not only to be supplemented by conventional fishery management approaches that seek to reduce fishing effort and capacity, but also need to be integrated in comprehensive ecosystem-based fisheries and ocean management approaches. Ecosystem-based management in this context is far more than just establishing MPAs that claim to protect (and manage) whole ecosystems; within a process-oriented, adaptive ecosystem approach (rather than a location-fixed, habitat-focused approach), MPAs would be designed not only to contribute to ecosystem well-being but also to human well-being (see section 3.2 Ecosystem approach to fisheries management).

International and regional agreements

There are a variety of agreements that relate to different fishery issues in the region. The agreements come in different forms: binding and voluntary; global and regional. The agreements may specifically cover fisheries or be indirectly related through environment, biodiversity, labour or other international norms that relate to the fishery sector and its activities. More information on these can be found on the APFIC website.25

Binding agreements

The binding agreements are usually adopted at global level; hence most of them are deposited in a UN organization. Among these, a few are of special importance:

The United Nations Convention on the Law of the Sea (UNCLOS) mainly deals with conservation, utilization and management of living resources, and the responsibility to deal with shared stocks and stocks of the high seas through regional mechanisms (e.g. regional fisheries organizations). There are still some countries in the region that have not signed and/or ratified this convention (Table 5). The agreement entered into force on 16 November 1994 and is today the globally recognized regime dealing with all matters relating to the law of the sea.

The main purpose of the United Nations Fish Stocks Agreement is to implement the UNCLOS. It further elaborates general principles concerning conservation and management of straddling fish stocks and highly migratory fish stocks and emphasizes the special role of regional fisheries management organizations in conservation and management. It also highlights the obligations of states with respect to vessels flying their flags on the high seas and regional fisheries management organizations (RFMO) or arrangements, e.g. the Indian Ocean Tuna Commission (IOTC) and the Western and Central Pacific Fisheries Commission (WCPFC). The agreement entered into force on 11 December 2001, but there are still many countries that have not signed or ratified the convention (Table 5).

The FAO Compliance Agreement places a general obligation on flag states to take such measures as may be necessary to ensure that vessels flying their flags do not engage in any activity that undermines the effectiveness of international conservation and management measures. In addition, it seeks to limit the freedom of vessels that have a bad compliance record to "shop around" for new flags. The Agreement applies to all fishing vessels over 24 metres in length used or intended for use for the commercial exploitation of living marine resources, including mother ships and any other vessels directly engaged in such fishing operations and entered into force on 24 April 2003, but has still to see acceptance instruments from many of the countries in the region (Table 5).

The Convention on International Trade in Endangered Species of Wild Fauna and Flora (CITES) is an international agreement between governments. It aims to ensure that the international trade in specimens of wild animals and plants does not threaten their survival. Species are categorized according to the degree of threat to their survival and this classification determines the extent to which the species can be traded and/or moved.

The Convention on Biological Diversity (CBD) has been ratified and/or signed by all countries in the region and is dedicated to promoting sustainable development and was developed as a practical tool for translating the principles of Agenda 21 into reality. CBD deals with fisheries issues separately for inland, marine and coastal systems. In addition, CBD also covers issues relating to alien species introductions and movements.

Table 5 Review of parties to the binding global conventions and agreements (n = 47). (sign = signed; rat = ratified; ac = accessed; acc = accepted; * through European Union)

UNCLOS

UNFSA

FAO C A

CBD

CITES

MARPOL
Annex V

sign

rat/ac

sign

rat/ac

acc

sign

rat/ac/acc

sign/ rat/ac/acc

South Asia

Bangladesh

2001

1995

1992

1994

1981

X

Bhutan

1982

1992

1995

2002

India

1982

1995

2003

1992

1994

1976

X

Maldives

1982

2000

1996

1998

1992

1992

X

Nepal

1982

1998

1992

1993

1975

Pakistan

1982

1987

1996

1992

1994

1976

X

Sri Lanka

1982

1984

1996

1996

1992

1994

1979

X

Southeast Asia

Brunei Darussalam

1984

1986

2008

1990

Cambodia

1983

1995

1997

X

Indonesia

1982

1986

1995

1992

1994

1978

Lao PDR

1982

1998

1996

2004

Malaysia

1982

1996

1992

1994

1977

X

Myanmar

1982

1996

1994

1992

1994

1997

Philippines

1982

1984

1996

1992

1993

1981

X

Singapore

1982

1994

1992

1995

1986

X

Thailand

1982

1992

2004

1983

Timor-Leste

2007

Viet Nam

1982

1994

1993

1994

1994

Other Asia

Iran

1992

1998

1992

1996

1976

X

Japan

1983

1996

1996

2006

2000

1992

1993

1980

X

Kazakhstan

1992

1994

2000

X

DPR Korea

1982

1992

1994

X

RO Korea

1983

1996

1996

2008

2003

1992

1994

1993

X

Mongolia

1982

1996

1992

1993

1996

X

Tajikistan

1997

Uzbekistan

1995

1997

Oceania

Australia

1982

1994

1995

1999

2004

1992

1993

1976

X

Cook Islands

1982

1995

1999

2006

1992

1993

Fiji Islands

1982

1982

1995

1996

1992

1993

1997

Kiribati

2003

2005

1994

X

Marshall Islands

1991

1995

2003

1992

1992

X

Micronesia

1991

1995

1997

1992

1994

Nauru

1982

1996

1997

1992

1993

New Zealand

1982

1996

1995

2001

2005

1992

1993

1989

X

Niue

1984

2006

1995

2006

1996

Palau

1996

2008

1999

2004

Papua New Guinea

1982

1997

1995

1999

1992

1993

1975

X

Samoa

1984

1995

1995

1996

1992

1994

2004

X

Solomon Islands

1982

1997

1997

1992

1995

2007

Tonga

1995

1995

1996

1998

X

Tuvalu

1982

2002

1992

2002

X

Vanuatu

1982

1999

1996

1992

1993

1989

X

China

China

1982

1996

1996

1992

1993

1981

X

Taiwan POC

Other APFIC

France

1982

1996

1996

2003

1996*

1992

1994

1978

X

UK

1997

1995

2001/2003

1996*

1992

1994

1976

X

USA

1995

1996

1995

1992

1974

X

Total A-P region

33

34

19

20

6

33

43

31

25

% APFIC

80

45

40

The FAO Agreement on Port State Measures to combat IUU fishing lays out in greater detail the commitments and obligations that port states have relating to the use of their ports by fishing vessels and the vessels which service the fishery. The measures have yet to come into effect and are currently under discussion within FAO with a view to them becoming a binding agreement that could be open for signing in 2009. Once port state measures become a binding agreement this will have an effect on fisheries trade between regions and particularly for those highly traded species from the high seas and from within the jurisdiction of the regional fishery management organizations.

Voluntary agreements

There are a number of voluntary (non-binding) international agreements that are of importance to fisheries in the region:

The FAO Code of Conduct for Responsible Fisheries (CCRF) defines norms for responsible fisheries and sets out principles and international standards of behaviour for responsible practices to ensure the effective conservation, management and development of living aquatic resources. Respect for the ecosystem and biodiversity is integral. The CCRF recognizes the nutritional, economic, social, environmental and cultural importance of fisheries and the interests of all those concerned with the fishery sector. The CCRF takes into account the biological characteristics of the resources and their environment and the interests of consumers and other users. States and all those involved in fisheries are encouraged to apply the CCRF and give effect to it. The Compliance Agreement (see above) is an integral component of the Code.

APFIC RECOMMENDATION

MEMBER COUNTRIES SHOULD ASSIST APFIC SECRETARIAT IN UPDATING THEIR STATUS WITH RESPECT TO THE AGREEMENTS THAT RELATE TO FISHERY ISSUES IN THE REGION

The international plans of action (IPOA) are voluntary instruments elaborated within the framework of the CCRF. They apply to all states and entities and to all fishers. Four IPOA have been developed to date, however two in particular are of interest to the region: management of fishing capacity and prevention and deterrence of IUU fishing. As part of its overall monitoring and reporting role, APFIC is attempting to monitor the state of planning and implementation of the NPOA within its region. It is still unclear how many countries have initiated the NPOA planning and implementation process in the region, although there are increasing reports of countries starting the process (Table 7).

The FAO international plans of action for the management of fishing capacity have the following objective "… to achieve worldwide, preferably by 2003 but no later than 2005, an efficient, equitable and transparent management of fishing capacity". It also highlights assessment and monitoring of fishing capacity and preparation and implementation of national plans.

The objective of the FAO international plans of action to prevent, deter and eliminate illegal, unreported and unregulated fishing is to prevent, deter and eliminate IUU fishing by providing all states with comprehensive, effective and transparent measures by which to act, including through appropriate regional fisheries management organizations established in accordance with international law. The IPOA in particular encourages states to develop national plans of action to implement the IPOA-IUU. For Pacific Island states, a specific model scheme has been developed to help in the formulation and implementation of the NPOA.26

Table 6 Countries' membership and participation in regional fisheries bodies and other arrangements that are related to fisheries

Regional Fisheries Bodies

Regional Arrangements/Cooperation/Networks/Projects

Regional Fishery
Management
Organizations

Fisheries Advisory Bodies

Scientific
Bodies

Economic
Cooperation

Fisheries/Environmental
Arrangements

Scientific Networks

IATTC

IOTC

IPHC

NPAFC

PSC

WCPFC

APFIC

BOBP-IGO

FFA

MRC

RECOFI

SEAFDEC

WIOTO

INFOFISH

NACA

SPC

APEC

ASEAN

BIMSTEC

PIF

SAARC

BOBLME

COBSEA

PEMSEA

PSAP

SACEP

SCS

SPREP

YSLME

CTI

RPOA

IOC/WESTPAC

GoFAR

NPRF

PICES

Southeast Asia

Brunei Darussalam

X

X

X

X

X

Cambodia

X

X

X

X

X

X

X

X

X

X

X

Indonesia

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

LaoPDR

X

X

X

X

X

X

Malaysia

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

Myanmar

X

X

X

X

X

X

Philippines

X

X

X

X

X

X

X

X

X

X

X

X

X

X

Singapore

X

X

X

X

X

X

X

Thailand

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

Timor-Leste

X

X

X

Viet Nam

X

X

X

X

X

X

X

X

X

X

X

X

South Asia

Bangladesh

X

X

X

X

X

X

X

X

Bhutan

X

X

X

India

X

X

X

X

X

X

X

X

X

X

X

Maldives

X

X

X

X

X

Nepal

X

X

X

X

X

X

Pakistan

X

X

X

X

X

X

X

Sri Lanka

X

X

X

X

X

X

X

X

X

X

Other Asia/China

China

X

X

X

X

X

X

X

X

X

X

X

X

X

X

Taiwan POC

X

X

Iran

X

X

X

X

Japan

X

X

X

X

X

X

X

X

X

X

X

X

X

Kazakhstan
DPR Korea

X

X

X

X

X

X

RO Korea

X

X

X

X

X

X

X

X

X

X

X

X

X

Mongolia
Tajikistan
Uzbekistan

Notes: States in bold are APFIC member countries.

Table 6 Countries' membership and participation in regional fisheries bodies and other arrangements that are related to fisheries (cont.)

Regional Fisheries Bodies

Regional Arrangements/Cooperation/Networks/Projects

Regional Fishery
Management
Organizations

Fisheries Advisory Bodies

Scientific
Bodies

Economic
Cooperation

Fisheries/Environmental
Arrangements

Scientific Networks

IATTC

IOTC

IPHC

NPAFC

PSC

WCPFC

APFIC

BOBP-IGO

FFA

MRC

RECOFI

SEAFDEC

WIOTO

INFOFISH

NACA

SPC

APEC

ASEAN

BIMSTEC

PIF

SAARC

BOBLME

COBSEA

PEMSEA

PSAP

SACEP

SCS

SPREP

YSLME

CTI

RPOA

IOC/WESTPAC

GoFAR

NPRF

PICES

Oceania

Australia

X

X

X

X

X

X

X

X

X

X

X

X

X

Cook Islands

X

X

X

X

X

X

X

Fiji

X

X

X

X

X

X

X

X

Micronesia

X

X

X

X

X

X

Kiribati

X

X

X

X

X

X

Marshall Islands

X

X

X

X

X

X

Nauru

X

X

X

X

X

X

New Zealand

X

X

X

X

X

X

X

X

X

Niue

X

X

X

X

X

X

Palau

X

X

X

X

X

X

Papua New Guinea

X

X

X

X

X

X

X

X

X

X

X

Samoa

X

X

X

X

X

X

X

X

Solomon Islands

X

X

X

X

X

X

X

X

X

X

Tonga

X

X

X

X

X

X

X

Tuvalu

X

X

X

X

X

X

Vanuatu

X

X

X

X

X

X

X

X

X

Other

France

X

X

X

X

X

X

X

UK

X

X

X

X

USA

X

X

X

X

X

X

X

X

X

X

X

X

Acronyms:

Table 7 Countries implementing the FAO IPOA through development of an NPOA or other measures equivalent in national planning documents. The symbols used denote the following: (x) = NPOA; (draft) = draft NPOA; (N) = measure/policy on national level addressing the specific issue.

IUU Fishing

Capacity

Sharks

Seabirds

NPOA

NPOA

NPOA

NPOA

South Asia

Bangladesh
Bhutan
India

N

Maldives
Nepal
Pakistan

N

Sri Lanka

N

Southeast Asia

Brunei Darussalam

Cambodia
Indonesia

X

Draft

Lao PDR
Malaysia

N

X

Myanmar
Philippines

N

Singapore
Thailand

N

Timor-Leste
Viet Nam

Other Asia

Iran
Japan

X

X

X

Kazakhstan
DPR Korea
RO Korea

X

Mongolia
Tajikistan
Uzbekistan

Oceania

Australia

X

N

X

X

Cook Islands

Draft

Fiji

Draft

Kiribati

Draft

Marshall Islands

Draft

Micronesia

Draft

Nauru
New Zealand

X

X

Niue

Draft

Draft

Palau

Draft

Draft

Papua New Guinea

Draft

Draft

Samoa

Draft

Solomon Islands

Tonga

Draft

Tuvalu

Draft

Vanuatu

Draft

China

China

N

N

Taiwan POC

X

Other APFIC

France

X

UK

X

USA

X

Total

NPOA

8

0

3

3

Draft NPOA

11

0

4

National equivalent

2

7

The SEAFDEC Regional Code of Conduct for Responsible Fisheries defines norms for responsible fisheries within the SEAFDEC region, it is derived from the FAO Code of Conduct for Responsible Fisheries.

The Regional Plan of Action for Responsible Fishing27 (2007) is a voluntary instrument and takes its core principles from the above mentioned and already established international fisheries instruments for promoting responsible fishing practices. It is a commitment to implement those aspects of fisheries management that relate to combating IUU fishing. The coverage of the RPOA is the areas of the South China Sea, Sulu-Sulawesi Seas (Celebes Sea) and the Arafura and Timor Seas. The ministerial meeting to sign the RPOA was convened from 2 to 4 May 2007 in Denpasar, Bali, Indonesia and was attended by representatives of 11 countries: Australia, Brunei Darussalam, Cambodia, Indonesia, Malaysia, Papua New Guinea, Philippines, Singapore, Thailand, Timor-Leste and Viet Nam. The countries signing the RPOA agreed to work together on the following key areas of fishery management:

The main objectives of the APEC Bali Plan of Action (2005) are to ensure the sustainable management of the marine environment and its resources and to strengthen regional fisheries management organizations. Based on the commitment made by ministers in the 2002 Seoul Ocean Declaration, the Bali Plan of Action contains practical commitments to work towards healthy oceans and coasts for the sustainable growth and prosperity of the Asia-Pacific community. The APEC Bali Plan of Action (2005) seeks to balance conservation and management of marine resources with regional economic growth. It was adopted at the close of the second APEC ocean-related ministerial meeting. This new plan is intended to guide the work of APEC ocean-related working groups for the rest of the decade through domestic and regional actions in three key areas: ensuring the sustainable management of the marine environment; providing sustainable economic benefits from the oceans; and ensuring the sustainable development of coastal communities.

The Coordinating Body for the Seas of East Asia (COBSEA) is a regional environmental agreement covering a large part of the marine area within APFIC's direct area of interest. The East Asia Seas region does not have a regional convention; instead COBSEA promotes compliance with existing environmental treaties and is based on member country goodwill. The Action Plan for the Protection and Development of the Marine Environment and Coastal Areas of the East Asian Seas Region (the East Asian Seas Action Plan) was approved in 1981 stimulated by concerns about the effects and sources of marine pollution. Initially, the action plan involved five countries (Indonesia, Malaysia, Philippines, Singapore and Thailand). In 1994, it was revised to involve another five countries (Australia, Cambodia, China, Republic of Korea and Viet Nam) and to this date the action plan still has ten member countries. The main components of the East Asian Seas Action Plan are assessment of the effects of human activities on the marine environment, control of coastal pollution, protection of mangroves, seagrasses and coral reefs, and waste management. The East Asian Seas Action Plan is steered by COBSEA. The East Asian Seas Regional Coordinating Unit (EAS/RCU) serves as the Secretariat for COBSEA.

IUU fishing

Promoting long-term sustainable management of marine capture fisheries in the APFIC region by addressing illegal, unreported and unregulated fishing28

Illegal, unreported and unregulated (IUU) fishing29 impacts the long-term sustainable management of marine capture fisheries in the APFIC region. Through national action and regional collaboration, Commission Members are addressing IUU fishing in a range of ways with a view to improving the manner in which the region's fish stocks are harvested and utilized.

In combination with efforts to strengthen public and fisheries sector governance, the 1995 FAO Code of Conduct for Responsible Fisheries (CCRF) provides a framework for countries to promote greater responsibility and long-term sustainability in fisheries and aquaculture. This is especially important because the productivity of capture fisheries in the APFIC region has declined over recent decades, primarily because of high and unregulated levels of fishing effort.

In addition to excess fleet capacity, overfishing, open-access fisheries and the use of destructive fishing practices in the APFIC region, IUU fishing presents major challenges. In common with other regions, IUU fishing in Asia is widespread and problematic. It undermines national and regional efforts to manage fish stocks sustainably and inhibits efforts to rebuild them. It is characteristic of all capture fisheries, irrespective of their location, scale, gear type or species targeted. To maximize revenue and profits, most IUU fishers act ruthlessly, targeting high-value species that have a strong market demand and fishing areas where the chances of being apprehended are lowest (i.e. in the more remote high seas areas and the EEZs of developing countries).

In 2004 and 2006 two FAO regional workshops on the elaboration of national plans of action to prevent, deter and eliminate illegal, unreported and unregulated fishing (Penang, Malaysia, 10 to 14 October 2004 and Bangkok, Thailand, 19 to 23 June 2006)30 considered a range of IUU fishing problems prevalent in Asia and developed priority listings of problems by country.31 In turn, a prioritized ranking of issues for the region was developed. Participants also proposed actions to be taken to prevent and deter the IUU fishing problems identified.32 The outcomes of the workshops were important in that they confirmed the existence of extensive IUU fishing in the APFIC region. Significantly, the problems identified and the solutions proposed were similar to the challenges and solutions found and proposed in other regions.

In a subsequent initiative, countries considered the relationship between excess fleet capacity, overfishing and IUU fishing at the APFIC regional consultative workshop on managing fishing capacity and IUU fishing in the Asian region (Phuket, Thailand, 13 to 15 June 2007).33 Two key messages came out of that workshop: that overcapacity and IUU fishing threatened economic development and food security and that pro-active tackling of overcapacity and IUU fishing would deliver concrete benefits throughout the fisheries sector and the economy at large. The workshop also agreed on a set of strategies for managing fishing capacity, IUU fishing and information needs.

The international community recognizes that IUU fishing should be dealt with forcefully and in a multi-pronged manner. Indeed, this approach was foreseen in the 2001 FAO international plan of action to prevent, deter and eliminate illegal, unreported and unregulated fishing (IPOA-IUU). It is also recognized that one of the most effective means of addressing IUU fishing is to block the revenue flows to persons and companies engaged in, and supporting, such fishing and related activities. This recognition led to the United Nations General Assembly (UNGA) and the FAO Committee on Fisheries (COFI) to call for the adoption of different but related measures to block IUU-caught fish from entering international trade, thereby depriving IUU fishers from benefiting from the sale of their stolen product. Some of these measures build on existing initiatives and include the elaboration of national and regional plans of action on IUU fishing as foreseen in the IPOA-IUU, principally as a means of assembling coherent and comprehensive national and regional policies and measures to combat IUU fishing; negotiation of a binding agreement on port state measures; development of a global register for fishing vessels, refrigerated transport vessels and supply vessels; development of criteria for flag state performance and the adoption of measures to be taken when a state fails to meet the agreed criteria, and strengthening of monitoring, control and surveillance (MCS), including vessel monitoring systems (VMS) to prevent, deter and eliminate IUU fishing.

Adherence to international instruments and reporting on activities germane to combating IUU fishing

The IPOA-IUU (paragraphs 10 to 15) encourages all countries to ratify, accept or accede to international instruments, as a matter of priority, and in turn, to implement them fully. The ratification and implementation of these instruments are considered to be essential for laying firm foundations for promoting long-term sustainable fisheries management and for dealing effectively with IUU fishing.

A review of ratification and acceptances for key instruments by APFIC Members shows that three countries in the Asian region have not ratified the 1982 UN Convention on the Law of the Sea, 11 countries have not ratified the 1995 UN Fish Stocks Agreement and 12 countries have not accepted the 1993 FAO Compliance Agreement (Table 5). This is despite the fact that some of these APFIC Members authorize their vessels to fish outside their national jurisdictions in the EEZs of other countries and on the high seas.

Importantly, the 2007 regional ministerial meeting on promoting responsible fishing practices that adopted the regional plan of action to promote responsible fishing practices including combating IUU fishing (RPOA-IUU) and the joint ministerial statement (Bali, Indonesia, 2 to 4 May 2007)34 inter alia called the attention of countries to the need to implement the international fisheries instruments referred to in the review (Table 5), noting that the instruments contained the structures and measures upon which to build long-term sustainable fisheries. Ministers emphasized the importance of the 1982 UN Convention on the Law of the Sea, the 1995 UN Fish Stocks Agreement, the 1993 FAO Compliance Agreement, the Code of Conduct for Responsible Fisheries and other FAO international plans of action. This means that the international call to ratify and accept these instruments in the IPOA-IUU has been reinforced by regional agreement to comply with the global call in the RPOA-IUU.

The pattern of ratifications and acceptances of key international instruments points to the need for APFIC Members to review their commitment to national and regional fisheries management and to take appropriate action. This situation is especially important for those countries that authorize their flag vessels to fish beyond zones of national jurisdiction.

National and regional plans of action, port state measures, global register of fishing vessels, flag state performance and monitoring control and surveillance including vessels monitoring systems

National and regional plans of action

An integral component of the IPOA-IUU is the development of national plans of action to combat IUU fishing (NPOA-IUU). The purpose of the national plans, as referred to in paragraphs 25 to 27 of the IPOA-IUU, is to give full effect to its objectives. Based on the information available to FAO, most Asian APFIC Members have not developed a NPOA-IUU, even though several countries have indicated that they are in the process of finalizing an NPOA-IUU (Table 7). Disappointingly, and despite FAO capacity building efforts, the Asian region is the only region in the world where not all countries have taken action to elaborate NPOA-IUU. However, it is also noteworthy that several of the countries that do not have an NPOA have a national equivalent in their planning documents.

The development of NPOA-IUU is an important means for assessing what actions are already being taken by countries to combat IUU fishing and what action and measures still require to be implemented. It has been noted by countries in other regions that the process of developing NPOA-IUU has been an especially productive and valuable exercise because it has enabled them to identify gaps in existing policy and measures. The process has also facilitated a logical and parallel approach in dealing with IUU fishing and related activities.

Despite the lack of action at the national level, certain countries in the Southeast Asian region have collaborated to develop a RPOA-IUU, with leadership and support coming from the Government of Indonesia and the Government of Australia.35 This outcome has been a landmark achievement and it is highly commendable. In adopting the RPOA-IUU the ministers of the participating countries inter alia agreed that regional cooperation among countries to promote responsible fishing practices and to combat IUU fishing was essential, particularly in order to sustain fisheries resources, ensure food security, alleviate poverty and to optimize the benefits to the region's people and economies.

The ministers endorsed the RPOA-IUU as a sign of tangible regional commitment to conserve and manage fisheries resources and the environment in the areas of the South China Sea, Sulu-Sulawesi Seas and Arafura and Timor Seas. As a follow-up activity, it was agreed to establish a coordination committee that would monitor and review the effective implementation of the measures agreed in the RPOA-IUU. It was agreed also that an interim secretariat would be established in 2008, hosted by the Government of Indonesia.

As a second step in the process, countries will proceed to develop their respective NPOA-IUU. The national plans will be consistent with the thrust and intent of the RPOA-IUU and support its implementation.

Port state measures

The implementation of port state measures, primarily to block the movement of IUU-caught fish, is one of the most cost-effective and safe means of preventing the import, transshipment or laundering of illicitly harvested products. In 2005 at COFI, FAO Members endorsed the model scheme on port state measures to combat illegal, unreported and unregulated fishing (model scheme).36 This is a non-binding instrument that focuses on general considerations relating to port state measures, inspections, action to be taken, information and other matters. The model scheme also contains a number of important technical annexes. Some countries and RFBs have taken steps to implement the instrument, as have APFIC Members participating in the RPOA-IUU: they agreed to adopt port state measures based on the model scheme, which is a highly encouraging development.

In 2007 COFI revisited the issue of port state measures. It agreed to move forward with the development of a legally binding instrument based on the IPOA-IUU and the model scheme. At COFI, many FAO Members stressed that the new instrument would represent minimum standards for port states, with countries having the flexibility to adopt more stringent measures. An expert consultation to consider a draft text of a binding instrument was convened by FAO in 2007 (Washington DC, 4 to 8 September 2007).37 This draft, with certain additions by the FAO Secretariat, was to be tabled at the forthcoming FAO Technical Consultation (Rome, Italy, 23 to 27 June 2008). The outcome of the consultation will be reported to COFI in 2009.

The elaboration of a binding international instrument of port state measures represents an important development in international law because Article 218 of the 1982 Convention on the Law of the Sea refers to port state enforcement in relation to pollution. The new instrument will extend port state measures and enforcement only to support long-term sustainability, enhanced ocean governance and strengthened fisheries management. APFIC Members are urged to participate fully in the process for the elaboration of the instrument and to pro-actively facilitate its implementation after it is concluded.

Noting that some APFIC Members have already committed themselves to the implementation of the model scheme, with the progression towards the conclusion of a binding instrument on port state measures that builds on, and consolidates, the provisions of the IPOA-IUU and model scheme, it is anticipated that APFIC Members will move to accept the more stringent measures reflected in the binding instrument.

Global register of fishing vessels

Another potential new tool in the fight against IUU fishing received endorsement from a team of experts convened by the FAO (Rome, Italy, 25 to 28 February 2008) to study its future development, following a recommendation from the 2007 session of COFI that FAO further explore the concept.38 The tool, a comprehensive global record of fishing vessels, refrigerated transport vessels and supply vessels, is envisioned as a global database where data from many sources would be gathered in a single location. The proposal of a global record was advanced initially by the 2005 Rome Declaration on Illegal, Unreported and Unregulated Fishing.39 The concept was also the subject of an FAO feasibility study that concluded that a global record was technically feasible if a number of conditions were met.

One of the major obstacles faced by fisheries enforcement bodies is the lack of access to information on fishing vessel identification, ownership and control. Currently there is no single source where basic information about fishing vessels of all sizes is contained. The proposed global register would fill that void.

There is a sense of urgency about the need to develop this tool. Expectations are that work on its development might be started quickly and proceed in phases. Moreover, for maximum utility the global record should be extensive in scope: for this reason a very broad definition of "vessel" was proposed at the expert consultation although it was recognized that this would have implications for the size of the database. It was acknowledged that IUU fishing was a problem both on the high seas and in EEZs and that smaller-scale vessels should be included as well. Mandatory, unique vessel identifiers would be needed to be assigned on vessels.

In addition to providing information to fisheries enforcement agencies, the global record could improve the traceability of vessels and products regarding IUU fishing detection; enhance transparency of vessel information and operation; strengthen risk assessment for both governments and industry at all levels, and support decision-making on a broad range of issues including fleet capacity, fisheries management, safety at sea, pollution, security, statistics and related issues.

Flag state performance

Reflecting the impatience of the international community with the failure of some flag states to exercise effective control over their vessels in accordance with international law, the 2007 session of COFI addressed the matter of "irresponsible flag states" and many FAO Members suggested the need to develop criteria for assessing the performance of flag states as well as examining possible actions against vessels flying the flags of states not meeting such criteria. Subject to the availability of funding, it was proposed that FAO take the matter forward by organizing an expert consultation.40

As an initial step, the Government of Canada, in cooperation in FAO and with support from the European Commission and the Law of the Sea Institute of Iceland, hosted an expert workshop on flag state responsibilities (Vancouver, Canada, 25 to 28 March 2008). Its objectives were to identify criteria to assess performance of flag state responsibilities; appropriate instruments and mechanisms to ensure commitment and implementation of the criteria; compliance mechanisms; possible actions against vessels in the event of non-compliance and avenues for assistance to developing countries to assist them in meeting commitments under these criteria.

The workshop was the first step towards identifying definitive actions that might be taken to improve flag state performance. Experts were invited to present and consider a number of papers on the subject and to identify performance assessment criteria, compliance mechanisms and appropriate instruments to promote implementation, as well as possible actions against vessels that are non-compliant. The workshop also considered avenues to assist developing countries meet their flag state obligations.

A report of the meeting is being prepared and the presenters of the papers agreed to take comments into account for follow-up revisions. Discussions were vibrant and wide ranging. The workshop agreed that it would be necessary to focus on concrete issues to ensure that real progress could be made on flag state issues. The complementarily of port state measures and flag state performance was recognized in the workshop.

Table 8 Respondents to FAO questionnaire (* through the European Union)

Members

1995 FAO CCRF (2006)

FAO VMS (2007)

Australia

X

X

Bangladesh
Cambodia
China

X

X

France*

X

India

X

Indonesia
Japan

X

X

RO Korea

X

X

Malaysia

X

X

Myanmar
Nepal

X

New Zealand

X

X

Pakistan

X

Philippines

X

X

Sri Lanka
Thailand
UK*

X

X

USA

X

X

Viet Nam

Total (%)

12

10

APFIC (%)

60

50

The RPOA-IUU encourages countries to be at the forefront in implementing sustainable fishing practices and to combat IUU fishing through exercising flag state responsibilities. Countries are urged to ensure that vessels flying their flags do not undermine the effectiveness of conservation and management measures by engaging in, or supporting, IUU fishing. These provisions are derived from the IPOA-IUU.

Monitoring, control and surveillance including vessel monitoring systems

Vessel monitoring systems (VMS) are influential tools in the MCS arsenal and have gained rapid acceptance because of their value to fisheries authorities. Continued expansion of VMS and extension of their uses are foreseen and encouraged. Market forces are reducing the costs of installation and operation, making acquiring VMS more feasible. VMS enable data about vessel positions to be known in near real time, making patrol deployment much more cost-effective, as target vessels are identified in advance.

An FAO expert consultation on the use of monitoring systems and satellites for fisheries monitoring, control and surveillance (Rome, Italy, 24 to 6 October 2006)41 brought together legal, technical and operational experts to provide FAO with advice in these areas. The consultation concluded that VMS have been inappropriately overvalued by some authorities as the ultimate MCS tool. The consultation recognized that VMS data should be integrated with other data, such as vessel registrations, licenses, management data, electronic logbook data and others if their potential is to be fully realized. But concerns remain about the need for increased data sharing among nations and RFMOs, as well as concerns about tampering, data quality and harmonization.

The 2006 expert consultation further considered whether a new binding international instrument on VMS would be appropriate. Given the current widespread use of VMS, the potential disruption of existing practices a new instrument could cause and the judgment that the current international legal frameworks are adequate, the consultation recommended against a new instrument, but advised that other mechanisms might be considered to address gaps in implementation such as an international plan of action, a declaration or strategy or other means, although COFI 2007 did not move forward on any of these suggested mechanisms.

Finally, the twenty-second session of the coordinated working party on statistics in 2007 42 requested a broad VMS inventory in advance of its consideration of an international standard for electronic data transmission. FAO agreed to undertake this inventory and make it publicly available. An extensive questionnaire was developed and distributed to more than 150 countries in June 2007. A response rate in excess of 50 percent has been achieved. Responses are still being encouraged to facilitate global and regional analyses and the development of a database and directory of VMS coordinators.

APFIC Members that have responded to the questionnaire are shown in Table 8. Those who have not responded yet are encouraged to do so as soon as possible so as to permit a comprehensive regional VMS analysis to be undertaken.

Capacity building

In 2004 and 2006 FAO conducted workshops to assist APFIC Members elaborate NPOA-IUU. The capacity building was comprehensive in that all APFIC Members participated in one or other of the regional workshops together with some countries that are not APFIC Members. No further training of this nature is envisaged, though technical assistance may be needed in some cases to support the development of NPOA-IUU.

To enhance the implementation of the 2005 FAO model scheme and after COFI in 2007 and to sensitize countries about the possibility of the conclusion of a binding instrument on port state measures, FAO embarked in 2006 upon a global series of capacity-building workshops.43 They have been convened in conjunction with RFBs given that they will play a central role in developing and implementing regional port state measures schemes.

In 2008 a port state measures workshop was held in Bangkok, Thailand (31 March to 4 April 2008).44 Convened in conjunction with the Southeast Asian Fisheries Development Center (SEAFDEC), it was considered to be a very successful meeting. Importantly, the workshop agreed on six key issues for future action and cooperation in strengthening and harmonizing port state measures to combat IUU fishing. The issues were: ensuring political will and support; harmonization and standardization; legal framework; regional and subregional MCS networks; training and human capacity building and information sharing; and activity coordination. Specific and concrete actions for each of the issues were identified. It is anticipated that other workshops will be undertaken in 2009 to include those APFIC Members that did not participate in the Bangkok workshop.

At the 2008 Expert Consultation on the Development of a Comprehensive Global Record of Fishing Vessels, it was urged that consideration be given to establishing capacity-building mechanisms to provide financial assistance and technical support to developing countries. The consultation noted that this was especially important because some countries do not maintain fishing vessel records, not even for their large-scale flagged vessels. Consequently, capacity building and technical support would be required on many levels to ensure that the global record is comprehensive and implemented fully.

Capacity-building requirements to support the implementation of flag state performance criteria will depend on the outcome of the deliberations within FAO, if and when they take place. Nonetheless, it is recognized that there will be capacity-building needs and they will have to be fined tuned to the requirements of the criteria and follow-up action that might be ultimately agreed.

In 2004 FAO convened the Southeast Asia Vessel Monitoring Systems Workshop (Bangkok, Thailand, 6 to 8 October 2004).45 Eight APFIC Members participated. The workshop addressed the history and future of MCS and the IPOA-IUU, fisheries issues and RFBs in Southeast Asia, fishing vessel monitoring, institutional options for VMS, implementing VMS, legal issues related to VMS, the use of electronic logbooks and satellite observation of fishing vessels and recent technological developments. There were also country reports and working groups addressed issues relating to VMS cooperation in the region, in what fisheries and for what fleets VMS might be applied, the type of VMS/MCS cooperation required, and the most appropriate forum for pursuing regional cooperation in VMS/CS in Southeast Asia.

Further specific VMS/MCS capacity building initiatives are not planned at this time for the APFIC region but it is anticipated that APFIC Members will benefit from the global and regional analyses resulting from the VMS inventory, especially if it is comprehensive for Asia.

Challenges for APFIC Members in implementing measures to combat IUU fishing

The most significant challenge for APFIC Members with respect to the IPOA-IUU will be the implementation of their NPOA-IUU and the RPOA-IUU. Moving from words to action is always a major and difficult step and the development of strategies and concrete measures to give life to national and regional plans will test the capacity and resolve of countries. Given the enormity of the problems facing Asian marine capture fisheries, especially in terms of the need to reduce fleet overcapacity and implement management measures to promote long-term sustainability, including measures to reduce the incidence of IUU fishing, it is to be expected that progress will be achieved in incremental steps rather than in large strides.

If FAO Members agree to conclude a binding international instrument on port state measures, countries that accept it will be required to put national policies and measures in place to implement it. This will require legislative adjustment to give legal force to national action. Implementation will also involve administering a number of technical measures. These measures would include the collection and processing of information provided by vessels in advance of port calls, the inspection of vessels when they are in port, reporting on inspections, the establishment of information systems relating to inspections and the training of inspectors. It is likely that some countries will require technical assistance to implement the policies and measures underpinning the instrument.

The 2009 session of COFI will consider developments on the global register and provide direction for further action. It is premature, therefore, to seek to identify specific challenges for APFIC Members. However, while awaiting COFI's decision, countries should focus attention on the state of their national vessels registers and commence internal discussions among relevant agencies on how they might be improved and strengthened.

Some APFIC Members operate open registers and are considered by the international community to offer "flags of non-compliance". If action is not taken to ensure that effective flag state control is exercised in accordance with international law over the vessels flagged by these countries, they will certainly be the target of international action. This action could have serious commercial consequences and include the negative listing of "flag of non-compliance" countries and their vessels and the closure of important markets to fish harvested by the vessels or exported from these countries. It is not premature for APFIC Members to review their national positions with respect to the flagging of fishing and associated vessels so as to ensure that they are compliant with international standards and norms.

Maximizing the potential of VMS in the APFIC region includes not only utilizing VMS data in conjunction with other fisheries and non-fisheries data streams, but also working on a regional basis to facilitate VMS data exchange. This activity requires consideration of harmonized formats and compatibility whenever possible. Coordination among MCS officials and administrations and regular exchanges of data and experiences enable the technology benefits to be applied with maximum utility in the fisheries enforcement context.

These types of exchanges of data, experiences and regular contact among MCS staff in the APFIC region are encouraged on MCS issues in general, especially in light of the shared fish stocks in the region and the high level of unmanaged fishing activity. These types of activities are already being promoted actively in Southeast Asia within the framework of the RPOA-IUU.

Follow-up activities

APFIC Members should undertake periodic assessments to determine the extent to which NPOA-IUU and the RPOA-IUU are being implemented, i.e. whether the instruments are achieving their goals and the purpose for which they were concluded. The IPOA-IUU (paragraph 26) calls on countries to review the implementation of their NPOA-IUU at least every four years. The purpose of this review process is to ensure that NPOA-IUU remain living documents, capable of addressing new and changing circumstances. Similarly, in the section on implementation, it is stated that the RPOA-IUU will be reviewed from time to time by the coordination committee.

In undertaking assessments of their NPOA-IUU and the RPOA-IUU, countries are encouraged to establish a set of realistic indicators against which progress on implementation can be measured. The indicators, if constant over a reasonable period of time (e.g. ten years), will facilitate unbiased national and regional evaluations.

It is anticipated that a binding instrument on port state measures will be concluded prior to COFI in 2009. APFIC Members that opt to ratify the instrument will need to undertake a number of policy and legal measures to give effect to the instrument. There will also be capacity-building implications to ensure that vessel inspectors are equipped to undertake the tasks required in relation to port state inspections.

Further analysis of the viability of the global record is likely to occur during the remainder of 2008, and in March 2009, proposals regarding its further advancement will be submitted to COFI. In the event that COFI endorses the proposals, development and implementation of the global record will remain conditional on the availability of funding to ensure the viability of the project. Funds will also be required and employed to assist some countries in the development of their national registries and/or records.

The outcomes of FAO's work on flag state performance will need to be followed up in the APFIC region once the outcomes have been agreed and adopted. APFIC Members should participate in meetings to address this issue and monitor developments carefully, acknowledging that commercial impacts could be anticipated in some important markets.

APFIC Members that have not already done so are requested to complete the VMS questionnaire that was despatched in 2007 to all FAO Members and return it as soon as possible to FAO. Without these responses FAO will not be able to undertake a comprehensive VMS analysis in the APFIC region. This lack of information will also inhibit the global VMS analysis that is being undertaken.

Conclusion

Open access, poor management and IUU fishing are characteristics of fisheries in the APFIC region. Fish stocks are heavily fished and IUU fishing in EEZs and on the high seas by national and foreign small- and large-scale operators, both authorized and unauthorized, are common. Indeed, the nature and scope of the IUU fishing problems and challenges are similar to those encountered in other areas of the world.

Some APFIC Members, through their involvement in the RPOA-IUU, have a head start in dealing with IUU fishing. Providing a comprehensive and flexible framework and platform for action, the RPOA-IUU marshals into a single instrument the key elements of the IPOA-IUU and the model scheme. This is highly beneficial as many other regions do not have equivalent springboards to support the implementation of these instruments. However, although regional issues are being addressed adequately at the present time, national initiatives and implementation are lagging. APFIC Members are encouraged to devote greater attention to this matter as stronger and more decisive regional outcomes depend, to a large extent, on resilient underpinning national measures.

APFIC Members are encouraged to review their status with respect to the international fisheries instruments and seek to resolve impediments that might inhibit the acceptance and ratification of certain instruments. Moreover, countries are urged to respond to FAO's periodic requests for information so that complete regional and global analyses can be undertaken. The outcomes of these analyses are important not only as a means of assessing progress and achievement but also as a means of indicating to the international donor community priorities for technical assistance.

The development and implementation of NPOA-IUU and the implementation of the model scheme, the binding instrument on port state measures, the global register of fishing vessels, the criteria for flag state performance and MCS and VMS will tax the resources and capacities of APFIC over the next five years. Follow-up activities to these initiatives will be important and will require ongoing efforts to strengthen national capacity.

IUU fishing is entrenched in all marine capture fisheries and creative and innovative ways are needed to prevent IUU fishers from benefiting from their criminal activity. IUU-caught fish in most instances is stolen product and the blocking of market access is central to denying IUU fishers financial gain. Port state measures will prevent the landing, transshipment and laundering of IUU catches whereas the global register of fishing vessels, tighter flag state performance measures and more effective and diffuse MCS and VMS will facilitate better and more focussed enforcement measures against IUU fishers and their associates.

Assessment and management of offshore resources

The fisheries of Asia and the Pacific region underwent unprecedented growth during the second half of the twentieth century. This was largely a result of the widespread capacity increase, motorization, huge expansion of trawl fisheries and the shift of fishing effort from temperate waters into the tropical zones. This expansion was largely unregulated, even in many cases promoted, and the different fisheries within the region have seen a trend of expansion and subsequent decline as resources have been sequentially over-exploited.

This pattern continues to this day and fisheries still operate in all the waters of the region. However, feedback from the fishers, the increasing numbers of vessels tied up in port and the declining quality of the catch all point to the inevitable conclusion that overfishing is widespread and fishing is becoming increasingly uneconomic in most coastal fisheries.

There has been a significant shift of effort into the tropical offshore fisheries. This has seen the movement of effort from temperate waters to the tropics in pursuit of tunas and even across oceans from one side of the Pacific to the other as fleets shift their attention as their usual stocks decline.

Overcapacity, declining catch, spiralling fuel prices and increasing conflicts between trawlers and larger operators and the small-scale sector are placing pressure on governments to relieve poverty and the crisis in coastal and nearshore fisheries. Alongside subsidies and other temporary measures to alleviate pressure or short-term crises, is a general policy trend in the region to move part of the nation's fishing capacity away from the coastal area. This is being driven by a number of factors. Perhaps the main driver is the assumption that there are abundant fisheries away from the coast that remain open for exploitation. The second driver is the perception that other fishing nations are already exploiting these resources and this represents a lost opportunity to the country to access these valuable resources.

Moving fisheries away from the coast is not a simple matter of larger boats and gears. There must be the fish present to make this profitable, the numbers of fish needed are greater and fishers must have the skills to exploit the resources cost effectively. There are already experiences of where this policy direction has backfired, resulting in vessels returning to nearshore areas and further pressuring the coastal fishery. In other cases, the vessels have moved out of range of the national controls and contributed to illegal fishing.

It is clear that responsible fishing practices will be a key to long-term viability of offshore fishery development, inside or outside of a country's EEZ and fisheries agencies, governments and regional fisheries organizations need to plan the checks and balances required to ensure this.

A recent FAO workshop on offshore resource management46 recommended that the following three areas are especially important for the management of offshore resources: 1) improving information; 2) addressing the challenge; and 3) improving fisheries management.

Regarding improving information, it was highlighted that it was important to address the information gaps and it was considered that it would be very useful to:

(i)compile a full list of surveys carried out in the region;
(ii)share information (taking into account confidentiality issues) among countries; and
(iii)conduct regional collaborative analyses of existing data through extensions of regional databases such as TRAWLBASE.

Good information is available in some countries, e.g. India, and could be used to build a better regional picture. Also, noting that an enormous amount of information already exists (exploratory fishing, assessment surveys, past joint ventures and current fishing), existing information should be compiled and made available in a form that is useful for planning and management. Information and expertise on technology development should be shared among countries in the region and exploratory surveys to find new resources involving new technologies to harvest and preserve fish quality should be conducted in the offshore areas nationally and with regional coordination. Finally, regular monitoring of the status of the resources, through standardized survey techniques should be conducted along with regular analyses of catch and effort statistics.

The best way to address this challenge is for countries to initiate desk studies to evaluate the social and economic potential of selected offshore resources and, on the basis of the regional consultations on offshore fishing, any fishery development should be accompanied by strengthening responsible fishing technology and practices as well as the fish handling and post-harvest capacity. Where social and economic benefits of fishing can be demonstrated, countries should proceed to pilot-scale fisheries projects, based on sound planning and a vision for the fishery and returns to fishing and livelihood of fishers should be improved by reducing post-harvest losses and increasing of fish quality to meet market requirements. Furthermore, it should be recognized that a move offshore will require new skills. Indeed, there is a need to increase the technical skills of all involved right from harvesting through to marketing. Safety at sea should be improved also with the adoption of safer vessels, technologies and human capacity building.

To improve fisheries management, countries must engage in developing national strategies for the sustainable utilization of offshore resources, including a future vision for offshore fisheries and objectives shared by the key stakeholders. This will be based on the best available knowledge and include costs, opportunities and risks. Furthermore, the entire system of fishery information collection, dissemination and its use will, in many cases, need to be revamped to include offshore fisheries. This may require the blending of indigenous and scientific knowledge and the development of appropriate information products for decision-making at different levels. Access rights to offshore resources will need to be determined to ensure proper resource management and equitable distribution of resources. In the offshore EEZ this will be between fisher groups within the country (especially small-scale and large-scale units), noting that RFMOs may also allocate rights under certain circumstances. On the high seas, this will be between:

(i)coastal states within the region; and
(ii)between coastal states in the region and those from outside the region.

Fisheries management at the national level requires the development of an adaptive co-management system with strong participation from relevant stakeholders and the development of appropriate structures at all levels backed by suitable legislation. Developing coastal states in the region need to strengthen their negotiations with distant water fishing nations and with other coastal states to improve their access to highly migratory and shared fish stocks. Where unknown, shared demersal stocks in the region and the relevant states and stakeholders involved in their management need to be identified. Where appropriate, states and regional bodies should form fishery management arrangements that will guide the future management of shared stocks. Finally, regional cooperation needs to be strengthened to ensure that the national management systems are effective and do not clash with those of other nations.

2.4 Aquaculture

Aquaculture makes an important economic and social contribution to APFIC member countries. Production figures are increasing and this has the potential to increase the benefits derived from aquaculture, but also carries the risk of adverse impacts on the environment. Questions typically arise about the sustainability of the production, both in terms of environmental carrying capacities and social criteria, and about the quality and safety of the products. Some of the current developments over the last couple of years in the APFIC region are described below.

Development in certification of aquaculture

Certification of aquaculture products is seen as one of many tools to control and manage aquaculture. Certification relates both to food safety issues, social issues, animal welfare issues, and environmental issues.

APFIC REGIONAL RECOMMENDATIONS
FISHERIES AND AQUACULTURE CERTIFICATION CAN OFFER TANGIBLE BENEFITS TO APFIC MEMBER COUNTRIES
.47 HOWEVER, A NUMBER OF ISSUES NEEDS TO BE TAKEN INTO ACCOUNT AND ADDRESSED. THESE ISSUES CONCERN:

  • REGIONAL INVOLVEMENT IN CERTIFICATION
  • SMALL-SCALE FISHERIES AND FARMERS
  • HARMONIZATION AND EQUIVALENCE OF CERTIFICATION SCHEMES
  • COSTS AND BENEFITS OF CERTIFICATION SCHEMES
  • GOVERNANCE AND STAKEHOLDER INVOLVEMENT
  • CAPACITY BUILDING AT BOTH REGIONAL AND NATIONAL LEVELS.

The APFIC region accounts for a significant proportion of global aquaculture production and represents a wealth of technical knowledge on sustainable aquaculture that is of relevance to certification. This capacity has prompted the development of a number of national certification schemes that are tailored to the socio-economic status of producers, especially small-scale producers. There are also an increasing number of international certification schemes being introduced to the region.

The Food and Agriculture Organization of the United Nations (FAO), through the Committee on Fisheries Sub-committee on Aquaculture, was requested by its member countries to develop guidelines for aquaculture certification. Within the context of the application of the FAO Code of Conduct for Responsible Fisheries (CCRF), the Sub-Committee requested FAO to organize an expert workshop/consultation to make recommendations regarding the development of harmonized shrimp farming standards and review certification procedures for global acceptance and transparency. This would also assist in elaborating norms and reviewing the diverse options and relative benefits of these approaches.

Likewise, at the Sub-Committee on Trade held in Spain 2006 it was also recommended that work should be done related to certification and harmonization. The Sub-Committee on Trade supported future work by the FAO: to widen and expand the implementation of the Hazard Analysis Critical Control Point (HACCP)-based safety and quality systems and the use of risk assessment as the basis for the development of fish standards; to promote equivalence and harmonization; to monitor the border sanitary and quality controls used to regulate, restrict or prohibit trade, including their economic consequences.

FAO has therefore, in close partnership with the Network of Aquaculture Centres Asia-Pacific (NACA), held a series of expert workshops to gather the best possible information on aquaculture certification and how to make best use of this tool in aquaculture development and management. The APFIC Secretariat has actively taken part in this process and raised issues of special importance to the APFIC region. A successful APFIC consultative workshop was held in September 2007 where member countries were able ask questions and discuss aquaculture certification. It should be noted that the workshop recommended that this capacity and experience be used by APFIC members to develop a regional certification scheme, to which other schemes operating in the region should be harmonized. It should be noted that APFIC emphasizes that any certification schemes and/or systems that are developed or operating in the region should be in compliance with the forthcoming FAO Guidelines for Aquaculture Certification.

Aquaculture zoning, information management and traceability

Aquaculture zoning and planning are not new in themselves; however, in recent years there has been an increased need to improve aquaculture zoning and its implementation. For many states in the region, the development policies for aquaculture have been directed towards the intensification and expansion of the sector. However, problems relating to environmental degradation and production losses as a result of health problems in production facilities have started to emerge. Such problems have been dealt with either by government regulation or by modifications in production techniques by the sector itself. An example where difficulties have been addressed can be seen in the restriction and subsequent banning of shrimp farm development in mangrove areas because of concerns over mangrove losses in Thailand and other states. The restriction of inland brackish water shrimp culture is another example of government action taken to address possible salination of agricultural lands.

Many of the problems aquaculture has faced as a result of its own expansion and because of in-creased activity by other sectors and stakeholders could effectively be resolved through a compre-hensive aquaculture planning, zoning and management informa-tion system that would facilitate the formulation of strategies and planning for aquaculture development and sustain existing aquaculture systems. Local gov-ernments would be specifically targeted to enable informed de-cisions on aquaculture manage-ment and development.


Figure 7 Example of GIS used for aquaculture zoning in Southern Thailand (Source: DOF Thailand)

Alongside the control requirements for addressing environmental impacts of the sector and management of disease and movements are the increasing requirements for traceability of aquaculture products. These are becoming a mandatory aspect of assuring food safety, and to some extent quality, for exported products. However, the need for tracing products consumed internally can be anticipated also. For example, illness from consuming seasonally contaminated shellfish is a health issue and also causes "bad press" with subsequent economic losses among producers.

Traceability systems are highly dependent on having effective information systems based in the geographic locations of producers, processors and marketers and efficient documentation processes to ensure that products are clearly identified from their point of production to point of sale. Mixing of products is a persistent problem and undermines efforts to provide effective traceability schemes as well as limits the ability to track problems back to the point of production.

Again, an aquaculture management information system will assist with the comprehensive identification and characterization of existing production areas and individual sites in order to track production from the producer through the chain of processing, transporting and marketing to the consumer.

Fish meal and low-value or "trash" fish

Fish meal

The world's fisheries have produced be-tween 20 and 30 million tonnes for the last 30 years.48 From this, 5 to 7 million tonnes of fishmeal and 1 million tonnes of fish oil have been produced. About 40 percent of this production comes from two countries in South America (Chile and Peru), although subject to rapid changes partly because of El Niño effects. The largest market for the fishmeal produced is China, which uses around 2 million tonnes annually, 75 percent of which is imported (2005). The rapid price rise of fishmeal during 2006 and the increased number of disease-affected pig populations have meant a reduction of Chinese fishmeal usage in 2007 to about 1.2 million tonnes. The price has since fallen, but the projected fishmeal usage in China remains at the same level as in 2008.

As fishmeal production is relatively fixed and the aquaculture sector is still expanding it is very likely that the price of fishmeal will increase again in the coming years. Additionally, fishmeal will become a more strategic ingredient in special diets such as starter feeds, broodstock diets and finisher diets.

The use of fish as aquaculture feeds

An FAO expert workshop49 on the use of fish as aquaculture feeds was convened in India in collaboration with the country's Marine Products Export Development Authority (MPEDA).

Problems of definitions (e.g. "trash" fish, low-value fish, reduction fisheries, feed fish, forage fish etc.) were raised and identified for follow-up by the secretariat but not dwelled upon during the discussions. It was recognized that the guidelines and principles agreed upon should apply to aquaculture and other wild fish uses to the same extent. The influence of markets in governing wild fish uses, and the importance of the role of governments in formulating and implementing policies that preserve the interests of the poor and vulnerable groups who rely on the consumption of low-value fish were highlighted. The workshop concluded that the use of fish as feed continues to be acceptable, but should be governed by some general principles in order to ensure that this use is responsible (Box 2).

Box 2 General principles of using fish as feed

Principle 1: Aquaculture should not utilize resources from unsustainable fisheries.

Principle 2: Guidelines for responsible fisheries should be employed where wild aquatic organisms are harvested for use as feed (with reference to CCRF).

Principle 3: Reduction fishery and fisheries for feed operations should not significantly impact on the environment or create significant negative ecosystem level impacts, including impacts on biodiversity.

Principle 4: Using fish as feed should not adversely impact the livelihoods and compromise the food security of poor and vulnerable groups.

Principle 5: The use of fish as feed should not be permitted to be governed by market forces alone.

Principle 6: Formulation of policies related to the use of fish as feed should not exclude other users of this primary resource.

Principle 7: Aquaculture should be encouraged to make a progressive move from using wet fish for feed to formulated feeds.

Principle 8: The use of fish as feed should not compromise food safety and the quality of aquaculture products.

Principle 9: The use of alternative raw materials (both animal and plant) should not compromise food safety and the quality of aquaculture products.

Principle 10: Management of fisheries requires a sound knowledge base and a decision-making process based on the participation of different stakeholders (e.g. capture fishery operators, traders, fish meal producers, aquaculture operators).

The principal outputs of the workshop were:

Capture-based aquaculture review

The project "Towards sustainable aquaculture: selected issues and guidelines" (GCP/INT/936/JPN) funded by the Government of Japan, through a trust fund arrangement, aims at addressing selected key issues of sustainability in global aquaculture practices and development. With due recognition of the recommendations of the FAO Committee of Fisheries Sub-committee on Aquaculture (COFI-SCA) during its first two sessions, the use of wild fish and fishery resources for aquaculture production has been identified as a priority for targeted action. This is one of four project components.

The project aims at collating and synthesizing available information on the above thematic area. Based on the available and analyzed information, the project will further aim to examine general and specific contexts of possible management regimes and options for targeted response measures in relation to the specific issue of concern, including constraints and problems, and with due consideration of feasibility and affordability of the possible implementation of such measures, as identified in the course of the project. The outputs to be generated by this project will assist FAO member countries in the promotion and implementation of the provisions of the Code of Conduct for Responsible Fisheries (CCRF).

Aquaculture Outlook

Asian aquaculture produces a major share of world aquatic production providing basic food supply and contributing to national economies through livelihoods and foreign exchange earnings. The quantity produced by the aquaculture sector in Asia is the largest in the world and is still expanding. Not only does it supply a basic food commodity for many people in the region it also supports economic activity through exports inside and outside the Asian region. There is a high demand for aquaculture products in the region, as fish is culturally prized in most Asian food cultures with prices varying from equivalence to pork and chicken at the basic end of the market to highly-prized and high-priced delicacies. As global trade in aquaculture products from Asia increases there are increasing constraints and standards to be met in order to export outside the region.

The issues facing the expanding and increas-ingly valuable aquaculture sector in Asia are diverse according to the species and system (Box 3). In the face of limited areas for ex-pansion, growing production from the sector is strongly driven by intensification of existing systems rather than development of new aquaculture sites. This intensification process is leading to rising demand for manufactured feeds and fishmeal in particular. Modernization and growth in the sector is further hindered by the fact that many farms are still family-scale businesses with limited economic and technical sophistication, with many of these operations being operated through least-cost production methods and the use of simple feed inputs. Continued expansion of production will therefore demand improved aquaculture feeds at a price affordable to smaller operations, thus maintaining viable economic returns to these smaller operations.

Box 3 The major issues facing Asian aquaculture

(i)The increasing intensification of existing systems results in higher demands for manufactured feeds and fishmeal, and requires improved aquafeeds affordable to small-scale farmers and the use of new feed resources.
(ii)The international trade in fishery and aquaculture products will more and more demand, from both consumers and exporters, high standard of freshness, quality and safety.
(iii)The organization of small-scale aquafarmers is necessary to allow them to produce quality products and make them competitive in the market.
(iv)Sector governance, particularly licensing and registration programmes, is required to support traceability, certification, zoning and other require-ments and finally sector integration in the broader water, land and other natural resources planning.

There is already a trend that fish feeds based on marine reduction fisheries (e.g. fish meals and low-value/trash fish) are rapidly increasing in price. This is being driven by soaring demand coupled to increased fuel prices. Furthermore, there is increasing pressure from the international sector to reduce fishing for trash/low-value fish and demands for demonstrated sustainability in marine reduction fisheries, which will further limit supply and drive prices upwards. Recent initiatives and innovative ways to use a higher degree of terrestrial input in feed can prove to be a way around the problem, but still requires additional research coupled with significant efforts at popularization. Use of new feed resources (e.g. livestock offal) has enormous potential but raises unique challenges with respect to assuring health and safety in the aquaculture system and in ensuring that these products do not enter livestock. When these factors are taken across the aquaculture sector, the scenario is one of rapid change in feeding technologies coupled with the need to restructure farming operations to maintain competitiveness and assure food safety.

The international trade in fishery products (including aquaculture products) has always demanded a high standard of freshness and quality. Against this backdrop, there are now increasingly stringent demands for other food safety aspects to be assured. Aquaculture production presents additional challenges that are not found in the capture fishery sector, since the method of production is controlled by the farmer and inputs to the system through management and also the environment external to the farm can all influence the final quality and safety of the product. Sustained growth in export-focused aquaculture products challenges Asian countries to systematically address these quality and safety issues and there is a need to improve regulation of this diverse sector. As these new requirements (e.g. food safety, traceability and other requirements from importers) will probably prove to be most difficult for the small-scale family businesses to meet, it can be foreseen that there will be a need for rationalization and organization of small farm operations if they are to continue to produce for export. Although this poses a real problem in terms of organizing small-scale farmers as associations (or other similar groupings), it promises long-term benefits such as common investment possibilities, e.g. in water treatment plants to meet environmental certification criteria. The spatial spread of production facilities for specific products will challenge certain areas of the region where there may already be overcrowding, although some may yet benefit from the existing clustered nature of their aquaculture operations. The outlook for smaller operations targeting domestic markets remains positive although even here there is a trend of rising expectations in terms of quality and safety. The extent to which the aquaculture sector is able to respond to these challenges is highly dependent on strategic support from the state in providing the appropriate regulatory framework and the sector itself responding with the necessary investments and rationalization. It is impossible to generalize across the whole of Asia and so it is fair to say that whereas some countries will be seeking to modernize the aquaculture sector, others may still be at a stage where aquaculture is just starting to take off. One thing is certain though: the development on one part of Asia will certainly impact elsewhere and it will be the improvement in the feed sector that will mediate this rate of change.

Regulation of the aquaculture sector needs to be improved in most countries of the region. This is to enable more effective management at watershed/basin or area level. Individual farms have control over their production management, but have little ability to control the aggregated impact of the farms in their area. Equally, they are all vulnerable to impacts or developments in the area, such as agricultural management changes, water management and the other factors that influence environmental quality, particularly water quality. Aquaculture has thrived as a family-level small-holder type operation and will remain competitive for some time to come, however there is a need for basic levels of farm registration or/and licensing to ensure the implementation of traceability, certification, zoning and other requirements (e.g. environmental) for the continued sustainability of the sector. Aquaculture cannot consider itself in isolation and must fit into the broader integrated area planning of water and land, both onshore and in coastal areas.

The region has been very innovative in tackling these issues, mainly through the flexibility and adaptability of small farm operations, a history of innovation and diversification of the sector and the ability to meet international expectations in the production of the key export commodities. There is an increasing number of species being cultured, especially high-value niche species, offering ways for farms to remain competitive. Aquaculture does not easily lend itself to industrial production technology requiring hands-on management. This gives the smaller farm unit an advantage and limits the emergence of high-output industrial type farms. Nonetheless, the focus on the quality and safety of the products from aquaculture requires farmers to adapt and professionalize. If the region is alert and willing to change and adopt new requirements, the outlook remains bright for Asian aquaculture to continue to dominate production and maintain its large share of global aquaculture value.


10 FAO 2007, Report of the 3rd regional workshop – Addressing the Quality of Information in Inland Fisheries, 20–23 March, Padang, Indonesia, TCP/RAS/3013, Field Document 17.
11 Coates, D. 2002. Inland capture fishery statistics of Southeast Asia: current status and information needs. RAP Publication No. 2002/11. FAO. Bangkok.
12 FAO. 2007. The state of world fisheries and aquaculture 2006. Rome.
13 This refers to a conglomerate of many freshwater species.
14 FAO. 2007. The state of world fisheries and aquaculture 2006. Rome.
15 Lymer, Funge-Smith et al. 2008. A review and synthesis of capture fisheries data in Thailand. RAP Publication (in progress). FAO. Bangkok.
16 Hortle, K.H. 2007. Consumption and the yield of fish and other aquatic animals from the Lower Mekong Basin. MRC Technical Report No. 16, Mekong River Commission, Vientiane. 88 pp.
17 The ecosystem approach to fisheries management "…is to plan, develop and manage fisheries in a manner that addresses the multiple needs and desires of societies, without jeopardizing the options for future generations to benefit from the full range of goods and services provided by marine ecosystem." FAO. 2003. The ecosystem approach to fisheries. FAO Technical Guidelines for Responsible Fisheries. No. 4, Suppl. 2. Rome. 112 pp.
18 FAO. 2005. Putting into practice the ecosystem approach to fisheries. Rome, FAO. 2005. 76 pp.
19 http://www.panda.org/about_wwf/what_we_do/freshwater/our_solutions/rivers/irbm/index.cfm
20 Adapted by World Wide Fund for Nature (WWF) from Integrated Water Resources Management, Global Water Partnership Technical Advisory Committee Background Papers, No. 4, 2000. See www.panda.org
21 Hortle, K.G. 2007. Consumption and the yield of fish and other aquatic animals from the Lower Mekong Basin. MRC Technical Paper No. 16, Mekong River Commission, Vientiane. 87 pp.
22 Prepared by Theo Ebbers.
23 Available from http://www.seaaroundus.org/ecosystemsmaps/images/mpaglobal_worldmap.pdf
24 Partnership for Interdisciplinary Studies of Coastal Oceans (PISCO). 2007. The science of marine reserves. 2nd edition. Available from http://www.piscoweb.org/outreach/pubs/reserves
25 www.apfic.org/modules/addresses
26 Brown, C. 2005. Model plan for a Pacific Island country. National plan of action to prevent, deter and eliminate illegal, unreported and unregulated fishing. Rome, FAO. 43 pp.
27 This is a regional plan of action (RPOA) to promote responsible fishing practices (including combating IUU fishing) in the region.
28 Prepared by David J. Doulman and Michele Kuruc, Fisheries and Aquaculture Department, FAO. Rome.
29 IUU fishing refers generally to fishing without proper authorization in the exclusive economic zones (EEZs) of countries or in an unregulated manner on high seas fisheries, especially in areas covered by regional fishery bodies (RFBs) such as the Indian Ocean Tuna Commission (IOTC). It is not confined only to high seas fisheries: IUU fishing is also common among fishers having proper authorizations to operate in EEZs and RFB-managed fisheries.
30 (a) FAO. 2004. Report of the FAO regional workshop on the elaboration of national plans of action to prevent, deter and eliminate illegal, unreported and unregulated fishing: Southeast Asian subregion. FAO Fisheries Report No. 757. FAO. Rome. 88 pp. (b) FAO. 2006. Report of the FAO regional workshop on the elaboration of national plans of action to prevent, deter and eliminate illegal, unreported and unregulated fishing: South Asian subregion. FAO Fisheries Report No. 809. FAO. Rome. 68 pp.
31 The rankings developed in the workshops had no official standing and did not represent national positions. However, the exercises revealed a detailed picture of the scope and intensity of IUU fishing in the Asian region.
32 In general, discussion of the main IUU fishing issues in the workshops reflected the real problems that countries were encountering. It was evident that many of the IUU fishing problems were similar although their severity varied among countries. The workshops pointed to the merits of adopting both "hard" (e.g. confiscation of catch and vessels) and "soft" (awareness building) approaches to combating IUU fishing, recognizing that a mix of measures was needed depending on national policies and conditions and on whether nationals or foreign fishers were involved in infringements. The workshops stressed the importance of bilateral and regional cooperation in matters relating to IUU fishing, citing activities such as the sharing of information about IUU fishers and vessels and joint enforcement programmes. It was noted that such programmes had proven to be effective in facilitating coordinated monitoring, control and surveillance arrangements and reducing the incidence of IUU fishing in some cases. The use of prohibited gears and fishing methods generated considerable discussion. It was pointed out that some countries had introduced innovative measures to address these problems including the imposition of travel/movement restrictions on persons found using dynamite for fishing and requiring persons in possession of dynamite to justify why they had dynamite in their possession. However, the participants in the workshops were of the view that the use of prohibited gears and fishing methods was symptomatic of deeper-seated social and economic problems that should be addressed concurrently if the fisheries problems were to be alleviated.
33 FAO/RAP. 2007. APFIC regional consultation workshop: managing fishing capacity and IUU fishing in the Asian Region. RAP Publication 2007/18. FAO. Bangkok. 46 pp.
34 Governments of Indonesia and Australia. 2007. The regional ministerial meeting on promoting responsible fishing practices in the region. Government of Indonesia. Jakarta. 20 pp. Countries participating in the process include Indonesia, Australia, Brunei Darussalam, Cambodia, Malaysia, Papua New Guinea, Philippines, Singapore, Thailand, Timor-Leste and Viet Nam.
35 Ministers and their representatives agreed on a common and collaborative approach to promote responsible fishing practices and to combat IUU fishing in the region where these states are located, with a focus, in particular, on the South China Sea, the Sulu-Sulawesi Seas and the Arafura and Timor Seas. It was reaffirmed that the region's shared fish stocks were very important as a source of food and for trade. It was noted that overfishing and IUU fishing depleted seriously the region's fish stocks.
36 FAO. 2005. Model scheme on port state measures to combat illegal, unreported and unregulated fishing. FAO. Rome. 46 pp. It is a non-binding instrument.
37 FAO. 2007. Report of the expert consultation to draft a legally-binding instrument on port state measures. FAO Fisheries Report No. 846. FAO. Rome. 22 pp.
38 FAO. 2008. Report of the expert consultation on the development of a comprehensive global record of fishing vessels. FAO Fisheries Report No. 865. FAO. Rome. 68 pp.
39 FAO. 2005. Rome declaration on illegal, unreported and unregulated fishing. FAO. Rome. 2 pp.
40 FAO has scheduled an expert consultation on flag state performance for November 2008 at FAO Headquarters in Rome. However, the meeting will proceed only if it is possible to secure extra-budgetary funding to support it.
41 FAO. 2007. Report of the expert consultation on the use of vessel monitoring systems and satellites for fisheries monitoring, control and surveillance. FAO Fisheries Report No. 815. FAO. Rome. 68 pp.
42 FAO. 2007. Report of the twenty-second session of the coordinating working party on fishery statistics. FAO Fisheries Report No. 834. FAO. Rome. 45 pp.
43 Their purpose is to develop national capacity and promote bilateral, subregional and/or regional coordination so that countries will be better placed to strengthen and harmonize port state measures and, as a result, implement the relevant IPOA-IUU tools and the FAO model scheme and contribute to the development of a legally-binding instrument on port state measures. In this way, the workshops will contribute directly to the implementation of the call to develop port state measures contained in the 2007 RPOA-IUU adopted by certain Southeast Asian and other states to combat IUU fishing.
44 FAO. 2008. Report of the FAO/APFIC/SEAFDEC regional workshop on port state measures to combat illegal, unreported and unregulated fishing. FAO Fisheries Report 868. FAO. Rome. 79 pp.
45 FAO. 2005. Reports of the regional vessel monitoring systems workshops: Southwest Indian Ocean, the Caribbean, Central America and Southeast Asia. FAO/FishCode Review No. 4. FAO. Rome. 91 pp.
46 FAO/SEAFDEC/APFIC workshop on assessment of the offshore resources of South and Southeast Asia and the management of the fisheries exploiting them. Bangkok, 17 to 19 June 2008.
47 See the report of the APFIC Regional Consultative Workshop on certification schemes for capture fisheries and aquaculture. FAO/RAP PUBLICATION 2007/26, 32 pp. Bangkok.
48 Jackson, Andrew. 2007. The Global Production of Fishmeal and Fish Oil, FAO Workshop Kochi, India, 16-18 November 2007.
49 Use of wild fish and/or other aquatic species to feed cultured fish and its implications to food security and poverty alleviation. Kochi, India, 16 to 18 November 2007.

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